DFX Intelligence

W•••••• R•• D•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

W•••••• R•• D•••

Advisor at M••••• W••••• M••••••••• L••

KANSAS CITY, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9f3946dd-e5d7-0e9f-dbd7-b679c7db2740

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 18, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• W••••• M••••••••• L••	Independent wealth	Apr 26, 2023	n/a	yes	KANSAS CITY, MO	Current employment
B••••• F•••••••• G••••	Former SEC adviser	Nov 18, 2011	Dec 7, 2023	no	LENEXA, KS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• F•••••••• G••••	M••••• W••••• M••••••••• L••	Dec 7, 2023	Apr 26, 2023	-225	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
152043:324624:KS:2023-12-07	Dec 7, 2023	Apr 26, 2023	LENEXA, KS	Firm change after gap

Relationships

Registered with (2)

→ M••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Apr 26, 2023 to presentfactForm ADV
→ B••••• F•••••••• G••••Registered adviserregistration: previous registration
Nov 18, 2011 to Dec 7, 2023factForm ADV

Dated events

Occurred
Dec 7, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9f3946dd-e5d7-0e9f-dbd7-b679c7db2740
First observed: Nov 18, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.