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Advisor at MML INVESTORS SERVICES, LLC
Birmingham, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Apr 23, 2025 | n/a | yes | Birmingham, AL | Current employment |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Oct 18, 2021 | Mar 31, 2025 | no | BIRMINGHAM, AL | Previous registration |
| STRAUSS FINANCIAL GROUP | Independent wealth | Nov 24, 2020 | Jun 23, 2021 | no | HOOVER, AL | Previous registration |
| STRAUSS FINANCIAL GROUP, INC. | Former SEC adviser | May 9, 2017 | Nov 24, 2020 | no | BIRMINGHAM, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PARK AVENUE SECURITIES LLC | MML INVESTORS SERVICES, LLC | Mar 31, 2025 | Apr 23, 2025 | 23 | Firm change | Ibd to ibd |
| STRAUSS FINANCIAL GROUP | PARK AVENUE SECURITIES LLC | Jun 23, 2021 | Oct 18, 2021 | 117 | Firm change | RIA to ibd |
| STRAUSS FINANCIAL GROUP, INC. | STRAUSS FINANCIAL GROUP | Nov 24, 2020 | Nov 24, 2020 | 0 | Channel change | RIA to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 109586:310512:AL:2020-11-24 | Nov 24, 2020 | Nov 24, 2020 | BIRMINGHAM, AL | Firm change |