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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ALPHA CAPITAL MANAGEMENT LLC

CRD 160928

MIAMI, FL

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Search this name across graphsid dfx:ria:9f44799f-10f1-b2a9-646d-3f3a1ebba593

Data as of Mar 30, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 0
On other graphs: 1
Observed: Feb 15, 2012 to Mar 30, 2016
8 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Alpha Capital Management LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $236MItem 5.F on the latest filing (2016-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $236M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 1
Accounts: 16
Private funds: 10Schedule D 7.B(1)
Private fund GAV: $215Mgross asset value as reported per fund; never fund size
Custody, client assets: $236M
SEC number: 801-74260
CRD: 160928
Filings on the tape: 8
First filed: Feb 15, 2012
Latest filed: Mar 30, 2016
Organised: Limited Liability Company, Florida

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
PRIVATE EQUITY VENTURE PARTNERS V, LLC	Private Equity Fund	$76.2M	Jan 2, 2018	29	Feb 15, 2012	reported	n/a
PEVP V INSTITUTIONAL HOLDINGS LTD	Private Equity Fund	$45.4M	Mar 30, 2016	1	Feb 15, 2012	reported	n/a
PRIVATE EQUITY VENTURE PARTNERS IV, LLC	Private Equity Fund	$33.9M	Jan 2, 2018	17	Feb 15, 2012	reported	n/a
PRIVATE EQUITY SELECT FUND II, L.P.	Private Equity Fund	$13.9M	Jan 2, 2018	3	Feb 15, 2012	reported	n/a
PRIVATE EQUITY SELECT FUND, LTD.	Private Equity Fund	$11.9M	Jan 2, 2018	11	Feb 15, 2012	reported	n/a
PRIVATE EQUITY SELECT FUND, L.P.	Private Equity Fund	$10.4M	Jan 2, 2018	4	Feb 15, 2012	reported	n/a
PRIVATE EQUITY VENTURE PARTNERS III, LLC	Private Equity Fund	$5.7M	Jan 2, 2018	14	Feb 15, 2012	reported	n/a
PRIVATE EQUITY VENTURE PARTNERS II, LLC	Private Equity Fund	$2.1M	Jan 2, 2018	11	Feb 15, 2012	reported	n/a
PRIVATE SECURITIES VENTURE PARTNERS I, LTD.	Private Equity Fund	$97,916	Jan 2, 2018	6	Feb 15, 2012	reported	n/a
PRIVATE SECURITIES VENTURE PARTNERS I, LLC	Private Equity Fund	$37,227	Jan 2, 2018	8	Feb 15, 2012	reported	n/a
PRIVATE EQUITY VENTURE PARTNERS VI, LLC	Private Equity Fund	$0	Mar 31, 2015	0	Jan 17, 2013	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALPHA CAPITAL HOLDINGS LLC	Member	E	yes	12/2005	Feb 15, 2012	Mar 30, 2016
ALPHA CAPITAL INVESTMENTS LLC	Member	E	yes	12/2005	Feb 15, 2012	Mar 30, 2016
BLANCO, BEATRIZ, JOSEFINA	CHIEF COMPLIANCE OFFICER	Na	yes	06/2013	Dec 12, 2013	Mar 30, 2016
HENRIQUEZ, RAUL	PRESIDENT & CEO	Na	yes	12/2005	Feb 15, 2012	Mar 30, 2016
R-HENRIQUEZ HOLDINGS LC	Shareholder	D	yes	01/2006	Feb 15, 2012	Mar 30, 2016
RAUL HENRIQUEZ REV TRUST (RH TRUSTEE)	Member	E	yes	12/2005	Feb 15, 2012	Mar 30, 2016
V-HENRIQUEZ HOLDINGS LC	Shareholder	D	yes	01/2006	Feb 15, 2012	Mar 30, 2016
VICTOR HENRIQUEZ REV TRUST (VH TRUSTEE)	Member	E	yes	12/2005	Feb 15, 2012	Mar 30, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GLOBAL INVESTOR ADVISORY SERVICES, LLC	n/a	Mixed wealth	$5.2B	N	yes	n/a
HB ASSET MANAGEMENT, L.C.	n/a	Former SEC adviser	$21.9M	N	yes	n/a
GLOBAL INVESTOR SERVICES, L.C.	n/a	n/a	n/a	N	yes	n/a
PRIVATE EQUITY SELECT INVESTORS I, L.L.C.	n/a	n/a	n/a	Y	yes	n/a
PUMA CAPITAL, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 30, 2016	$236M	$236M	2	1	n/a	10	$215M
2014	Mar 31, 2015	$244M	$244M	2	1	n/a	11	$239M
2013	Mar 31, 2014	$252M	$252M	3	2	n/a	11	$252M
2012	Feb 4, 2013	$252M	$252M	3	2	n/a	11	$252M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$236M	$244M	-3.2%	$252M	-2.2%	2	2	n/a	n/a

Relationships

Advises (11)

→ PRIVATE EQUITY VENTURE PARTNERS V, LLCPrivate fundPrivate Equity Fund, ERA
Feb 15, 2012 to presentfactForm ADV
→ PRIVATE EQUITY VENTURE PARTNERS IV, LLCPrivate fundPrivate Equity Fund, ERA
Feb 15, 2012 to presentfactForm ADV
→ PRIVATE EQUITY SELECT FUND, LTD.Private fundPrivate Equity Fund, ERA
Feb 15, 2012 to presentfactForm ADV
→ PRIVATE EQUITY SELECT FUND, L.P.Private fundPrivate Equity Fund, ERA
Feb 15, 2012 to presentfactForm ADV
→ PRIVATE EQUITY SELECT FUND II, L.P.Private fundPrivate Equity Fund, ERA
Feb 15, 2012 to presentfactForm ADV
→ PRIVATE EQUITY VENTURE PARTNERS II, LLCPrivate fundPrivate Equity Fund, ERA
Feb 15, 2012 to presentfactForm ADV
→ PRIVATE SECURITIES VENTURE PARTNERS I, LLCPrivate fundPrivate Equity Fund, ERA
Feb 15, 2012 to presentfactForm ADV
→ PRIVATE SECURITIES VENTURE PARTNERS I, LTD.Private fundPrivate Equity Fund, ERA
Feb 15, 2012 to presentfactForm ADV
→ PRIVATE EQUITY VENTURE PARTNERS III, LLCPrivate fundPrivate Equity Fund, ERA
Feb 15, 2012 to presentfactForm ADV
→ PEVP V INSTITUTIONAL HOLDINGS LTDPrivate fundPrivate Equity Fund, IA
Feb 15, 2012 to presentfactForm ADV
→ PRIVATE EQUITY VENTURE PARTNERS VI, LLCPrivate fundPrivate Equity Fund, IA
Jan 17, 2013 to presentfactForm ADV

Affiliated with (2)

→ INSIGNEO WEALTH ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ INSIGNEO ADVISORY SERVICES, LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV

Controls (8)

← R-HENRIQUEZ HOLDINGS LCOwnerSHAREHOLDER, ownership code D, domestic entity
Feb 15, 2012 to presentfactForm ADV
← HENRIQUEZ, RAULOwnerPRESIDENT & CEO, ownership code NA, individual
Feb 15, 2012 to presentfactForm ADV
← BLANCO, BEATRIZ, JOSEFINAOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 12, 2013 to presentfactForm ADV
← ALPHA CAPITAL HOLDINGS LLCOwnerMEMBER, ownership code E, domestic entity
Feb 15, 2012 to presentfactForm ADV
← ALPHA CAPITAL INVESTMENTS LLCOwnerMEMBER, ownership code E, domestic entity
Feb 15, 2012 to presentfactForm ADV
← RAUL HENRIQUEZ REV TRUST (RH TRUSTEE)OwnerMEMBER, ownership code E, domestic entity
Feb 15, 2012 to presentfactForm ADV
← V-HENRIQUEZ HOLDINGS LCOwnerSHAREHOLDER, ownership code D, domestic entity
Feb 15, 2012 to presentfactForm ADV
← VICTOR HENRIQUEZ REV TRUST (VH TRUSTEE)OwnerMEMBER, ownership code E, domestic entity
Feb 15, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9f44799f-10f1-b2a9-646d-3f3a1ebba593
First observed: Feb 15, 2012
Last observed: Mar 30, 2016 127 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALPHA CAPITAL MANAGEMENT LLC

CRD 160928

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9f44799f-10f1-b2a9-646d-3f3a1ebba593

Data as of Mar 30, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:24 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

PRIVATE EQUITY VENTURE PARTNERS V, LLC

Private Equity Fund

$76.2M

Jan 2, 2018

Feb 15, 2012

reported

n/a

PEVP V INSTITUTIONAL HOLDINGS LTD

Private Equity Fund

$45.4M

Mar 30, 2016

Feb 15, 2012

reported

n/a

PRIVATE EQUITY VENTURE PARTNERS IV, LLC

Private Equity Fund

$33.9M

Jan 2, 2018

Feb 15, 2012

reported

n/a

PRIVATE EQUITY SELECT FUND II, L.P.

Private Equity Fund

$13.9M

Jan 2, 2018

Feb 15, 2012

reported

n/a

PRIVATE EQUITY SELECT FUND, LTD.

Private Equity Fund

$11.9M

Jan 2, 2018

Feb 15, 2012

reported

n/a

PRIVATE EQUITY SELECT FUND, L.P.

Private Equity Fund

$10.4M

Jan 2, 2018

Feb 15, 2012

reported

n/a

PRIVATE EQUITY VENTURE PARTNERS III, LLC

Private Equity Fund

$5.7M

Jan 2, 2018

Feb 15, 2012

reported

n/a

PRIVATE EQUITY VENTURE PARTNERS II, LLC

Private Equity Fund

$2.1M

Jan 2, 2018

Feb 15, 2012

reported

n/a

PRIVATE SECURITIES VENTURE PARTNERS I, LTD.

Private Equity Fund

$97,916

Jan 2, 2018

Feb 15, 2012

reported

n/a

PRIVATE SECURITIES VENTURE PARTNERS I, LLC

Private Equity Fund

$37,227

Jan 2, 2018

Feb 15, 2012

reported

n/a

PRIVATE EQUITY VENTURE PARTNERS VI, LLC

Private Equity Fund

Mar 31, 2015

Jan 17, 2013

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALPHA CAPITAL HOLDINGS LLC

Member

yes

12/2005

Feb 15, 2012

Mar 30, 2016

ALPHA CAPITAL INVESTMENTS LLC

Member

yes

12/2005

Feb 15, 2012

Mar 30, 2016

BLANCO, BEATRIZ, JOSEFINA

CHIEF COMPLIANCE OFFICER

yes

06/2013

Dec 12, 2013

Mar 30, 2016

HENRIQUEZ, RAUL

PRESIDENT & CEO

yes

12/2005

Feb 15, 2012

Mar 30, 2016

R-HENRIQUEZ HOLDINGS LC

Shareholder

yes

01/2006

Feb 15, 2012

Mar 30, 2016

RAUL HENRIQUEZ REV TRUST (RH TRUSTEE)

Member

yes

12/2005

Feb 15, 2012

Mar 30, 2016

V-HENRIQUEZ HOLDINGS LC

Shareholder

yes

01/2006

Feb 15, 2012

Mar 30, 2016

VICTOR HENRIQUEZ REV TRUST (VH TRUSTEE)

Member

yes

12/2005

Feb 15, 2012

Mar 30, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GLOBAL INVESTOR ADVISORY SERVICES, LLC

n/a

Mixed wealth

$5.2B

yes

n/a

HB ASSET MANAGEMENT, L.C.

n/a

Former SEC adviser

$21.9M

yes

n/a

GLOBAL INVESTOR SERVICES, L.C.

n/a

yes

n/a

PRIVATE EQUITY SELECT INVESTORS I, L.L.C.

n/a

yes

n/a

PUMA CAPITAL, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 30, 2016

$236M

n/a

$215M

2014

Mar 31, 2015

$244M

n/a

$239M

2013

Mar 31, 2014

$252M

n/a

$252M

2012

Feb 4, 2013

$252M

n/a

$252M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$236M

$244M

-3.2%

$252M

-2.2%

n/a