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Advisor at STRATOS WEALTH PARTNERS, LTD
Oberlin, OH | BEACHWOOD, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATOS WEALTH PARTNERS, LTD | Bd affiliated wealth | Aug 13, 2010 | n/a | yes | BEACHWOOD, OH|Oberlin, OH | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 4, 2002 | Feb 4, 2009 | no | HUDSON, OH|HUDSON, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | STRATOS WEALTH PARTNERS, LTD | Feb 4, 2009 | Aug 13, 2010 | 555 | Firm change after gap | Other |