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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

Matthew Kimmel

Advisor at WELLS FARGO ADVISORS

DALLAS, TX

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Search this name across graphsid dfx:ria:9f4bf6a1-8dee-3568-0174-0e94ccd426b2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 4, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 12, 2017
First registration: May 4, 2018
Dual registered: yes, broker-dealer
Other names: MATTHEW A KIMMEL|MATTHEW Alexander KIMMEL
IAPD individual key: 5608985

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Mar 6, 2026	n/a	yes	DALLAS, TX	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Sep 13, 2019	Mar 17, 2026	no	WEEHAWKEN, NJ\|DALLAS, TX	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 6, 2019	Jun 6, 2019	no	Saddle Brook, NJ	Previous registration
SPIRIT OF AMERICA MANAGEMENT CORP	Asset manager	May 4, 2018	Nov 7, 2018	no	Teaneck, NJ\|SYOSSET, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	WELLS FARGO ADVISORS	Mar 17, 2026	Mar 6, 2026	-11	Firm change	Wirehouse to wirehouse
MML INVESTORS SERVICES, LLC	UBS FINANCIAL SERVICES INC.	Jun 6, 2019	Sep 13, 2019	99	Firm change	Ibd to wirehouse
SPIRIT OF AMERICA MANAGEMENT CORP	MML INVESTORS SERVICES, LLC	Nov 7, 2018	Mar 6, 2019	119	Firm change	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Mar 6, 2026 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Sep 13, 2019 to Mar 17, 2026factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 6, 2019 to Jun 6, 2019factForm ADV
→ SPIRIT OF AMERICA MANAGEMENT CORPRegistered adviserregistration: previous registration
May 4, 2018 to Nov 7, 2018factForm ADV

Dated events

Occurred
Mar 17, 2026
Advisor changed firm
Matthew Kimmel left Ubs Financial Services Inc. for Wells Fargo Advisors (registered 2026-03-06)
Form ADVobserved 5 days ago