DFX Intelligence

P••• S••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

P••• S••••• C•••••••

Advisor at I••••••••• F•••••••• G••••• L••

SAN DIEGO, CA | Peoria, AZ

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Search this name across graphsid dfx:ria:9f56ab1c-1f95-a163-c5e7-b8f630a01cf7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Aug 12, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Apr 26, 2021	n/a	yes	SAN DIEGO, CA\|Peoria, AZ	Current employment
S•••••••• F••••••••• I•••	Former SEC adviser	Aug 6, 2019	Apr 15, 2021	no	Scottsdale, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• F••••••••• I•••	I••••••••• F•••••••• G••••• L••	Apr 15, 2021	Apr 26, 2021	11	Firm change	Ibd to ibd
S•••••••• F••••••••• I•••	W••••••• F•••••••• S•••••••• I•••	Jul 23, 2019	Jul 18, 2014

Relationships

Registered with (5)

→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Apr 26, 2021 to presentfactForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Aug 6, 2019 to Apr 15, 2021factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Jul 18, 2014 to Jul 23, 2019factForm ADV
→ W••••••• F•••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9f56ab1c-1f95-a163-c5e7-b8f630a01cf7
First observed: Aug 12, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.