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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Bettendorf, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Feb 5, 2026 | n/a | yes | Bettendorf, IA | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 16, 2018 | Feb 11, 2026 | no | Davenport, IA|Colona, IL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Apr 23, 2009 | Sep 18, 2018 | no | OAK BROOK, IL|WEST DES MOINES, IA|GENESEO, IL|WEST DES MOINES, IA|DAVENPORT, IA|BETTENDORF, IA|DAVENPORT, IA|DAVENPORT, IA | Previous registration |
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Aug 6, 2004 | Apr 23, 2009 | no | DAVENPORT, IA|Quad Cities, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Feb 11, 2026 | Feb 5, 2026 | -6 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | AMERIPRISE FINANCIAL SERVICES, LLC | Sep 18, 2018 | Oct 16, 2018 | 28 | Firm change | Wirehouse to ibd |
| ROBERT W. BAIRD & CO. INCORPORATED | WELLS FARGO ADVISORS | Apr 23, 2009 | Apr 23, 2009 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:6363:IA:2018-09-18 | Sep 18, 2018 | Oct 16, 2018 | DAVENPORT, IA | Firm change |