DFX Intelligence

S•••••• S•••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

S•••••• S•••• H•••

Advisor at D•••••••• W••••• M••••••••• L••

SOUTH JORDAN, UT | SPRINGFIELD, MO

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Search this name across graphsid dfx:ria:9f609198-3264-5be4-dd50-639a1dcd8d8c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 22, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 21, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••••• W••••• M••••••••• L••	Independent wealth	Oct 24, 2025	n/a	yes	SPRINGFIELD, MO\|SOUTH JORDAN, UT	Current employment
I••••••••• A••••••• N•••••• L••	Independent wealth	Jan 5, 2017	Aug 21, 2026	no	SPRINGFIELD, MO\|DALLAS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• A••••••• N•••••• L••	D•••••••• W••••• M••••••••• L••	Aug 21, 2026	Oct 24, 2025	-301	Firm change after gap	RIA to RIA
W•••••• • R•••	I••••••••• A••••••• N•••••• L••	Jan 6, 2016	Jan 5, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
171991:329878:TX:2026-08-21	Aug 21, 2026	Oct 24, 2025	DALLAS, TX	Firm change after gap

Relationships

Registered with (3)

→ D•••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Oct 24, 2025 to presentfactForm ADV
→ I••••••••• A••••••• N•••••• L••Registered adviserregistration: previous registration
Jan 5, 2017 to Aug 21, 2026factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
May 22, 2013 to Jan 6, 2016factForm ADV

Dated events

Occurred
Aug 21, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9f609198-3264-5be4-dd50-639a1dcd8d8c
First observed: May 22, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.