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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

Tara Lubin

Advisor at J.P. MORGAN SECURITIES LLC

New York, NY | Waldwick, NJ

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Search this name across graphsid dfx:ria:9f72d36c-1830-ddb3-6e3e-1bbd821f3765

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 20, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 22, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 22, 2010
First registration: Jun 20, 2011
Dual registered: yes, broker-dealer
Other names: TARA MICHELLE LUBIN|TARA LUBIN|TARA M LUBIN
IAPD individual key: 5676944

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	May 6, 2022	n/a	yes	New York, NY\|Waldwick, NJ	Current employment
MORGAN STANLEY	Wirehouse	Nov 2, 2017	Oct 7, 2020	no	New York, NY\|PURCHASE, NY\|PURCHASE, NY	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Mar 19, 2015	Oct 3, 2017	no	NEW YORK, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 20, 2011	Mar 23, 2015	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	J.P. MORGAN SECURITIES LLC	Oct 7, 2020	May 6, 2022	576	Firm change after gap	Wirehouse to wirehouse
J.P. MORGAN SECURITIES LLC	MORGAN STANLEY	Oct 3, 2017	Nov 2, 2017	30	Firm change	Wirehouse to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	J.P. MORGAN SECURITIES LLC	Mar 23, 2015	Mar 19, 2015	-4	Firm change	Wirehouse to wirehouse

Relationships

Registered with (3)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Mar 19, 2015 to Oct 3, 2017factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Nov 2, 2017 to Oct 7, 2020factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 20, 2011 to Mar 23, 2015factForm ADV

Dated events

No dated event names this entity yet.