DFX Intelligence

S••••• E••••• C••• D•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst23 years in industry

S••••• E••••• C••• D•••

Advisor at F•••• S•••••• • C••

HOUSTON, TX

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Search this name across graphsid dfx:ria:9f7a6640-4632-c897-1eee-d08a91ab249a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 15, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• S•••••• • C••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jan 13, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• I••••••••• M••••••••• C•	Mixed wealth	Jun 15, 2010	n/a	yes	HOUSTON, TX	Current employment
S•••••• T•••• C•	Independent wealth	Jun 15, 2010	n/a	yes	HOUSTON, TX	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• A••••••• G•••• I••	S•••••• I••••••••• M••••••••• C•	Mar 26, 2014	Jun 15, 2010	-1,380	Firm change after gap	Other

Relationships

Registered with (4)

→ F•••• S•••••• • C••Registered adviserregistration: current employment
Jun 15, 2010 to presentfactForm ADV
→ S•••••• T•••• C•Registered adviserregistration: current employment
Jun 15, 2010 to presentfactForm ADV
→ S•••••• I••••••••• M••••••••• C•Registered adviserregistration: current employment
Jun 15, 2010 to presentfactForm ADV
→ S•••••• A••••••• G•••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9f7a6640-4632-c897-1eee-d08a91ab249a
First observed: Jun 15, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.