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W•••• H••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor39 years in industry

W•••• H••••• C••••••

Advisor at C•••••• • C•••••• W••••• M•••••••••

COOKEVILLE, TN

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Search this name across graphsid dfx:ria:9f83012c-fe89-24a0-bb21-25b8c97217f2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 15, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• • C•••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 7, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• • C•••••• W••••• M•••••••••	Independent wealth	Dec 20, 2012	n/a	yes	COOKEVILLE, TN	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Nov 3, 2023	Dec 31, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	n/a	Dec 31, 2023	n/a	n/a	Departure no registered destination	Departure
F•• S••••••••• C•••••••••	C•••••• • C•••••• W••••• M•••••••••	Nov 3, 2023	Jun 21, 2004

Relationships

Registered with (3)

→ C•••••• • C•••••• W••••• M•••••••••Registered adviserregistration: previous registration
Jun 21, 2004 to Dec 31, 2005factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Nov 3, 2023 to Dec 31, 2023factForm ADV
→ F•• S••••••••• C•••••••••Registered adviserregistration: previous registration
Mar 15, 2004 to Nov 3, 2023factForm ADV

Dated events

Occurred
Dec 31, 2023
Advisor departed, no destination yet
W•••• H••••• C•••••• no longer registered at O•••• W•••••• I•••; no later IA registration on IAPD
Form ADVobserved 7 days ago
Occurred
Nov 3, 2023
Advisor changed firm
W•••• H••••• C•••••• left F•• S••••••••• C••••••••• for C•••••• • C•••••• W••••• M••••••••• (registered 2004-06-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9f83012c-fe89-24a0-bb21-25b8c97217f2
First observed: Mar 15, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.