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Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Jul 13, 2023 | n/a | yes | ST. LOUIS, MO | Current employment |
| STIFEL INDEPENDENT ADVISORS, LLC | Bd affiliated wealth | Nov 15, 2024 | Aug 24, 2026 | no | ST. LOUIS, MO | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 16, 2022 | Jul 5, 2023 | no | ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STIFEL INDEPENDENT ADVISORS, LLC | n/a | Aug 24, 2026 | n/a | n/a | Departure no registered destination | Departure |
| WELLS FARGO ADVISORS | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Jul 5, 2023 | Jul 13, 2023 | 8 | Firm change | Wirehouse to ibd |