DFX Intelligence

E•••••••• M• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

E•••••••• M• S•••••

Advisor at P••••••••

New York, NY | ENGLEWOOD, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9f93da9a-483d-65f7-0718-521acfac0384

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Jan 9, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 23, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••	Independent wealth	May 13, 2026	n/a	yes	New York, NY\|ENGLEWOOD, NJ	Current employment
C••••••• P•••••••• A••••••• L••	Bank affiliated wealth	Oct 14, 2025	Apr 30, 2026	no	SALT LAKE CITY, UT\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• P•••••••• A••••••• L••	P••••••••	Apr 30, 2026	May 13, 2026	13	Firm change	RIA to RIA
C••••••• G••••• L••	C••••••• P•••••••• A••••••• L••	Oct 14, 2025	Oct 14, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
281399:337747:NY:2025-10-08	Oct 14, 2025	Oct 14, 2025	NEW YORK, NY	Firm change
161950:172832:NY:2022-06-21	Jun 21, 2022	Jun 22, 2022	NEW YORK, NY	Firm change

Relationships

Registered with (5)

→ P••••••••Registered adviserregistration: current employment
May 13, 2026 to presentfactForm ADV
→ C••••••• P•••••••• A••••••• L••Registered adviserregistration: previous registration
Oct 14, 2025 to Apr 30, 2026factForm ADV
→ C••••••• G••••• L••Registered adviserregistration: previous registration
May 2, 2023 to Oct 14, 2025factForm ADV
→ S•• W•••••

Dated events

Occurred
Apr 30, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Oct 14, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
May 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jun 21, 2022
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9f93da9a-483d-65f7-0718-521acfac0384
First observed: Jan 9, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.