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RIA / WealthAdvisorCertified Financial Planner28 years in industry

DAMIAN CHRISTIAN ROTHERMEL

Advisor at SOUND INCOME STRATEGIES, LLC

Portland, OR | FORT LAUDERDALE, FL

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Search this name across graphsid dfx:ria:9f95cf14-b1d0-994e-c69e-b630dcecbd1f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 29, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SOUND INCOME STRATEGIES, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 11, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Sep 11, 1998
First registration: Jul 29, 2003
Dual registered: no
IAPD individual key: 3095845

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SOUND INCOME STRATEGIES, LLC	Independent wealth	Oct 20, 2022	n/a	yes	Portland, OR\|FORT LAUDERDALE, FL	Current employment
USA FINANCIAL SECURITIES LLC	Independent wealth	Jun 28, 2012	Oct 21, 2022	no	PORTLAND, OR\|PORTLAND, OR\|ADA, MI	Previous registration
LIBERTY CAPITAL	State registered	Dec 10, 2010	Jun 28, 2012	no	PORTLAND, OR\|PORTLAND, OR	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 5, 2009	Dec 31, 2009	no	LAKE OSWEGO, OR\|Portland, OR	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	Jul 29, 2003	Oct 5, 2009	no	SAN FRANCISCO, CA\|LAKE OSWEGO, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
USA FINANCIAL SECURITIES LLC	SOUND INCOME STRATEGIES, LLC	Oct 21, 2022	Oct 20, 2022	-1	Firm change	RIA to RIA
LIBERTY CAPITAL	USA FINANCIAL SECURITIES LLC	Jun 28, 2012	Jun 28, 2012	0	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	LIBERTY CAPITAL	Dec 31, 2009	Dec 10, 2010	344	Firm change	Ibd to state RIA
AMERIPRISE ADVISOR SERVICES, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Oct 5, 2009	Oct 5, 2009	0	Bulk transfer	Other

Relationships

Registered with (5)

→ SOUND INCOME STRATEGIES, LLCRegistered adviserregistration: current employment
Oct 20, 2022 to presentfactForm ADV
→ USA FINANCIAL SECURITIES LLCRegistered adviserregistration: previous registration
Jun 28, 2012 to Oct 21, 2022factForm ADV
→ LIBERTY CAPITALRegistered adviserregistration: previous registration
Dec 10, 2010 to Jun 28, 2012factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 5, 2009 to Dec 31, 2009factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Jul 29, 2003 to Oct 5, 2009factForm ADV

Dated events

Occurred
Oct 21, 2022
Advisor changed firm
Damian Christian Rothermel left Usa Financial Securities Llc for Sound Income Strategies, Llc (registered 2022-10-20)
Form ADVobserved 4 days ago