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Advisor at GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC
DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC | Independent wealth | Nov 8, 2021 | n/a | yes | DENVER, CO|DENVER, CO | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Apr 15, 2019 | Oct 29, 2021 | no | Denver, CO | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jul 8, 2015 | Apr 20, 2017 | no | DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC | Oct 29, 2021 | Nov 8, 2021 | 10 | Firm change | Ibd to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10409:316072:CO:2021-10-29 | Oct 29, 2021 | Nov 8, 2021 | DENVER, CO | Firm change |