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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
HUTCHINSON, MN | MINNETONKA, MN | PLYMOUTH, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | May 17, 2023 | n/a | yes | HUTCHINSON, MN|MINNETONKA, MN|PLYMOUTH, MN | Current employment |
| J. W. COLE ADVISORS, INC. | Bd affiliated wealth | Jan 22, 2014 | May 2, 2023 | no | WAYZATA, MN | Previous registration |
| NEW ERA FINANCIAL ADVISORS, INC. | Former SEC adviser | Jan 22, 2014 | May 31, 2023 | no | WAYZATA, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEW ERA FINANCIAL ADVISORS, INC. | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | May 31, 2023 | May 17, 2023 | -14 | Firm change | RIA to RIA |
| J. W. COLE ADVISORS, INC. | NEW ERA FINANCIAL ADVISORS, INC. | May 2, 2023 | Jan 22, 2014 | -3,387 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110603:116407:MN:2023-05-31 | May 31, 2023 | May 17, 2023 | WAYZATA, MN | Firm change |