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Advisor at RASP WEALTH SOLUTIONS, LLC
FISHERS, IN | Noblesville, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RASP WEALTH SOLUTIONS, LLC | Independent wealth | Oct 20, 2023 | n/a | yes | FISHERS, IN|Noblesville, IN | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 28, 2009 | Oct 31, 2023 | no | INDIANAPOLIS, IN | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 8, 2008 | Jan 20, 2009 | no | INDIANAPOLIS, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | RASP WEALTH SOLUTIONS, LLC | Oct 31, 2023 | Oct 20, 2023 | -11 | Firm change | Wirehouse to new firm |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | Jan 20, 2009 | Jan 28, 2009 | 8 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:328248:IN:2023-10-31 | Oct 31, 2023 | Oct 20, 2023 | INDIANAPOLIS, IN | Firm change |