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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

JENNIFER H. O'SULLIVAN

Advisor at UBS FINANCIAL SERVICES INC.

TUCSON, AZ | Tucson , AZ

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Search this name across graphsid dfx:ria:9fb06a78-4803-ac4c-4e5e-caaeaeed6170

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Sep 21, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UBS FINANCIAL SERVICES INC.
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Apr 23, 2007
First registration: Sep 21, 2011
Dual registered: yes, broker-dealer
Other names: JENNIFER H MCGLADREY|JENNIFER H O'SULLIVAN|Jennifer H OSullivan
IAPD individual key: 5197145

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UBS FINANCIAL SERVICES INC.	Wirehouse	Feb 16, 2026	n/a	yes	TUCSON, AZ\|Tucson , AZ	Current employment
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	Feb 19, 2026	no	TUCSON, AZ\|TUCSON, AZ\|BOSTON, MA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Nov 30, 2023	Mar 31, 2025	no	TUCSON, AZ\|TUCSON, AZ	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	May 5, 2020	May 31, 2022	no	TUCSON, AZ	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Apr 8, 2020	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Sep 21, 2011	Jul 13, 2018	no	TUCSON, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATEGIC ADVISERS LLC	UBS FINANCIAL SERVICES INC.	Feb 19, 2026	Feb 16, 2026	-3	Firm change	Ibd to wirehouse
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
UBS FINANCIAL SERVICES INC.	FIDELITY PERSONAL AND WORKPLACE ADVISORS	May 31, 2022	Nov 30, 2023	548	Firm change after gap	Wirehouse to ibd
FIDELITY PERSONAL AND WORKPLACE ADVISORS	UBS FINANCIAL SERVICES INC.	Apr 8, 2020	May 5, 2020	27	Firm change	Ibd to wirehouse
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm

Relationships

Registered with (3)

→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
May 5, 2020 to May 31, 2022factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 31, 2025 to Feb 19, 2026factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Nov 30, 2023 to Mar 31, 2025factForm ADV

Dated events

Occurred
Feb 19, 2026
Advisor changed firm
Jennifer H. O'Sullivan left Strategic Advisers Llc for Ubs Financial Services Inc. (registered 2026-02-16)
Form ADVobserved 6 days ago
Occurred
May 31, 2022
Advisor changed firm
Jennifer H. O'Sullivan left Ubs Financial Services Inc. for Fidelity Personal And Workplace Advisors (registered 2023-11-30)
Form ADVobserved 6 days ago