RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• H• O•••••••••
- U•• F•••••••• S••••••• I••• wirehouse currentsince Feb 16, 2026 · Tucson, Az
- S•••••••• A••••••• L•• national BDMar 31, 2025 to Feb 19, 2026 · Tucson, Az
- F••••••• P••••••• A•• W•••••••• A••••••• formerNov 30, 2023 to Mar 31, 2025 · Tucson, Az
- U•• F•••••••• S••••••• I••• wirehouseMay 5, 2020 to May 31, 2022 · Tucson, Az
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Apr 8, 2020 · Boston, Ma
- S•••••••• A••••••• L•• national BDSep 21, 2011 to Jul 13, 2018 · Tucson, Az
- S•••••••• A••••••• L•• to U•• F•••••••• S••••••• I•••left Feb 19, 2026, registered Feb 16, 2026 (-3 days) · Affiliated broker-dealer or bank to wirehouse
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left May 31, 2022, registered Nov 30, 2023 (548 days) · Wirehouse to affiliated broker-dealer or bank
- F••••••• P••••••• A•• W•••••••• A••••••• to U•• F•••••••• S••••••• I•••left Apr 8, 2020, registered May 5, 2020 (27 days) · Affiliated broker-dealer or bank to wirehouse
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- J••••••• H• O••••••••• left S•••••••• A••••••• L•• for U•• F•••••••• S••••••• I••• (registered 2026-02-16)Feb 19, 2026 · Advisor changed firm · fact
- J••••••• H• O••••••••• left U•• F•••••••• S••••••• I••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-11-30)May 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address