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Advisor at DIVERSIFIED, LLC
Raleigh, NC | WILMINGTON, DE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DIVERSIFIED, LLC | Independent wealth | Jul 28, 2026 | n/a | yes | Raleigh, NC|WILMINGTON, DE | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Sep 5, 2025 | Jul 24, 2026 | no | RALEIGH, NC | Previous registration |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Oct 27, 2021 | Sep 5, 2025 | no | RALEIGH, NC|DALLAS, TX | Previous registration |
| IFG ADVISORY, LLC | Independent wealth | Mar 2, 2015 | Oct 26, 2021 | no | RALEIGH, NC|ATLANTA, GA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 15, 2007 | Feb 3, 2016 | no | RALEIGH, NC|RALEIGH, NC|RALEIGH, NC|RALEIGH, NC | Previous registration |
| CUNA BROKERAGE SERVICES, INC. | Former SEC adviser | Jan 15, 2003 | Jul 24, 2003 | no | DURHAM, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | DIVERSIFIED, LLC | Jul 24, 2026 | Jul 28, 2026 | 4 | Firm change | Ibd to RIA |
| AVANTAX ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | Sep 5, 2025 | Sep 5, 2025 | 0 | Bulk transfer | Ibd to ibd |
| IFG ADVISORY, LLC | AVANTAX ADVISORY SERVICES | Oct 26, 2021 | Oct 27, 2021 | 1 | Firm change | RIA to ibd |
| LPL FINANCIAL LLC | IFG ADVISORY, LLC | Feb 3, 2016 | Mar 2, 2015 | -338 | Firm change after gap | Other |
| CUNA BROKERAGE SERVICES, INC. | LPL FINANCIAL LLC | Jul 24, 2003 | Oct 15, 2007 | 1,544 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:331709:NC:2026-07-24 | Jul 24, 2026 | Jul 28, 2026 | RALEIGH, NC | Firm change |
| 6413:168012:NC:2016-02-03 | Feb 3, 2016 | Mar 2, 2015 | RALEIGH, NC | Firm change after gap |