DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Layton, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Sep 13, 2023 | n/a | yes | Layton, UT | Current employment |
| S•• W••••• | Independent wealth | Jun 28, 2022 | Aug 21, 2023 | no | Cottonwood Heights, UT |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•• W••••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Aug 21, 2023 | Sep 13, 2023 | 23 | Firm change | Ibd to ibd |
| S•• I••••••••• S••••••• I••• | S•• W••••• | Jul 29, 2022 | Jun 28, 2022 |
| S•• I••••••••• S••••••• I••• | Former SEC adviser | Jan 7, 2022 | Jul 29, 2022 | no | Cottonwood Heights, UT | Previous registration |
| K•• I••••••••• S••••••• L•• | Bd affiliated wealth | Oct 12, 2021 | Dec 6, 2021 | no | Denver, CO|Ogden, UT|BROOKLYN, OH | Previous registration |
| -31 |
| Bulk transfer |
| Ibd to RIA |
| K•• I••••••••• S••••••• L•• | S•• I••••••••• S••••••• I••• | Dec 6, 2021 | Jan 7, 2022 | 32 | Firm change | Ibd to ibd |