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Advisor at EDWARD JONES
BOERNE, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Mar 22, 2021 | n/a | yes | BOERNE, TX | Current employment |
| CETERA INVESTMENT SERVICES LLC | Former SEC adviser | Dec 11, 2009 | Jun 14, 2010 | no | KATY, TX|RICHMOND, TX | Previous registration |
| EAGLE STRATEGIES LLC | Bd affiliated wealth | Oct 9, 2001 | Sep 3, 2003 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT SERVICES LLC | EDWARD JONES | Jun 14, 2010 | Mar 22, 2021 | 3,934 | Firm change after gap | Other |
| EAGLE STRATEGIES LLC | CETERA INVESTMENT SERVICES LLC | Sep 3, 2003 | Dec 11, 2009 | 2,291 | Firm change after gap | Other |