DFX Intelligence

R••••• F••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor10 years in industry

R••••• F••• H•••••

Advisor at N•••••• A•••••••

Roswell, GA | NEW ORLEANS, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9fe3e3a3-8b90-ad53-4c6b-391646c33983

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 10, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••	Bd affiliated wealth	May 15, 2025	n/a	yes	Roswell, GA\|NEW ORLEANS, LA	Current employment
H••••• C•••••••••	Former SEC adviser	Nov 10, 2020	Oct 31, 2025	no	ROSWELL, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••• C•••••••••	N•••••• A•••••••	Oct 31, 2025	May 15, 2025	-169	Firm change after gap	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
286379:171351:GA:2025-10-31	Oct 31, 2025	May 15, 2025	ROSWELL, GA	Firm change after gap

Relationships

Registered with (2)

→ N•••••• A•••••••Registered adviserregistration: current employment
May 15, 2025 to presentfactForm ADV
→ H••••• C•••••••••Registered adviserregistration: previous registration
Nov 10, 2020 to Oct 31, 2025factForm ADV

Dated events

Occurred
Oct 31, 2025
Advisor changed firm
R••••• F••• H••••• left H••••• C••••••••• for N•••••• A••••••• (registered 2025-05-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9fe3e3a3-8b90-ad53-4c6b-391646c33983
First observed: Nov 10, 2020
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.