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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
THE WOODLANDS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Aug 8, 2019 | n/a | yes | THE WOODLANDS, TX | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Feb 28, 2006 | Jul 24, 2017 | no | ROCHESTER, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 3, 2004 | Aug 12, 2005 | no | ROCHESTER, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | Jul 24, 2017 | Aug 8, 2019 | 745 | Firm change after gap | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Aug 12, 2005 | Feb 28, 2006 | 200 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:705:NY:2017-07-24 | Jul 24, 2017 | Aug 8, 2019 | ROCHESTER, NY | Firm change after gap |