DFX Intelligence

R••••• A••••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)44 years in industry

R••••• A••••• K•••

Advisor at J• W• C••• A•••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:9fe567cf-5b27-def8-dd33-58e1bea704a0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 11, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J• W• C••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 25, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J• W• C••• A•••••••• I•••	Bd affiliated wealth	May 3, 2019	n/a	yes	TAMPA, FL\|CHARLESTON, WV\|HUNTINGTON, WV	Current employment
H••••••••• G•••• E••••• • R••••••••• S•••••••••	Former SEC adviser	Nov 15, 2013	Apr 25, 2019	no	HUNTINGTON, WV

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••••• G•••• E••••• • R••••••••• S•••••••••	J• W• C••• A•••••••• I•••	Apr 25, 2019	May 3, 2019	8	Firm change	RIA to ibd
H••••••••• G•••• F•••••••• A•••••••• L••	H••••••••• G•••• E••••• • R••••••••• S•••••••••	Nov 20, 2013

Relationships

Registered with (4)

→ J• W• C••• A•••••••• I•••Registered adviserregistration: current employment
May 3, 2019 to presentfactForm ADV
→ H••••••••• G•••• E••••• • R••••••••• S•••••••••Registered adviserregistration: previous registration
Nov 15, 2013 to Apr 25, 2019factForm ADV
→ H••••••••• G•••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 30, 2009 to Nov 20, 2013factForm ADV
→ H••••••••• G••••• E••••• • R••••••••• S•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9fe567cf-5b27-def8-dd33-58e1bea704a0
First observed: Jul 11, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.