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RIA / WealthAdvisorCertified Financial Planner10 years in industry

Kevin Lewis Penner

Advisor at PARCION PRIVATE WEALTH LLC

BELLEVUE, WA

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Search this name across graphsid dfx:ria:9fe81f68-eaac-cd26-0d43-c96043a19c74

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 21, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PARCION PRIVATE WEALTH LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65
First exam: Jul 21, 2016
First registration: Jul 21, 2016
Dual registered: no
IAPD individual key: 6670953

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PARCION PRIVATE WEALTH LLC	Independent wealth	Dec 24, 2021	n/a	yes	BELLEVUE, WA	Current employment
Pathstone	Independent wealth	Oct 9, 2020	Nov 15, 2021	no	BELLEVUE, WA\|ENGLEWOOD, NJ	Previous registration
CORNERSTONE ADVISORS INC	Former SEC adviser	Jan 28, 2020	Sep 30, 2020	no	BELLEVUE, WA	Previous registration
FRG FAMILY WEALTH ADVISORS	Former SEC adviser	Jul 21, 2016	Oct 19, 2020	no	BELLEVUE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Pathstone	PARCION PRIVATE WEALTH LLC	Nov 15, 2021	Dec 24, 2021	39	Firm change	RIA to RIA
FRG FAMILY WEALTH ADVISORS	CORNERSTONE ADVISORS INC	Oct 19, 2020	Jan 28, 2020	-265	Firm change after gap	RIA to RIA
CORNERSTONE ADVISORS INC	Pathstone	Sep 30, 2020	Oct 9, 2020	9	Bulk transfer	RIA to RIA

Relationships

Registered with (4)

→ PARCION PRIVATE WEALTH LLCRegistered adviserregistration: current employment
Dec 24, 2021 to presentfactForm ADV
→ PATHSTONERegistered adviserregistration: previous registration
Oct 9, 2020 to Nov 15, 2021factForm ADV
→ FRG FAMILY WEALTH ADVISORSRegistered adviserregistration: previous registration
Jul 21, 2016 to Oct 19, 2020factForm ADV
→ CORNERSTONE ADVISORS INCRegistered adviserregistration: previous registration
Jan 28, 2020 to Sep 30, 2020factForm ADV

Dated events

No dated event names this entity yet.