DFX Intelligence

F•• F••••• W••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

F•• F••••• W••••• A•••••••

CRD 282542

BELLEVUE, WA

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Search this name across graphsid dfx:ria:251e7e92-52b9-e6de-347b-1254d0b2b023

Data as of Mar 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 5
On other graphs: 1
Observed: Jan 15, 2016 to Mar 21, 2026
20 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

F•• F••••• W••••• A•••••••

Family office · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $834M••• Locked
Discretionary RAUM: $364M
Private client RAUM: $760Mderived••• Locked
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J••••••• B•••••••• D•••	MANAGING MEMBER/CCO	D	yes	10/2015	Jan 15, 2016	Mar 29, 2024
W•• J••••• S•••••••	MANAGING MEMBER	D	yes	10/2015	Jan 15, 2016	Mar 29, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	n/a	0	0	0	0	2

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$834M	$741M	12.5%	$567M	13.7%	4	5	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
M•••••• W••••• M••••••••• L•	2	May 21, 2026	May 19, 2026	BELLEVUE, WA	Team lift out	RIA to RIA	100.0%

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
F•••••••• R•••••••• G••••	2	Nov 14, 2016	Jun 23, 2016	BELLEVUE, WA	Team lift out	Other	100.0%

Relationships

Registered with (3)

← J•••• S••••••• W•Advisorregistration: previous registration
Jun 23, 2016 to May 21, 2026factForm ADV
← B••••••• D••• J••••••Advisorregistration: previous registration
Jun 23, 2016 to May 21, 2026factForm ADV
← K•••• L•••• P•••••Advisorregistration: previous registration
Jul 21, 2016 to Oct 19, 2020factForm ADV

Moved with (2)

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 21, 2026
Team lift-out
••• Locked
Form ADVobserved 7 days ago
2 advisors
Occurred
May 21, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 21, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:251e7e92-52b9-e6de-347b-1254d0b2b023
First observed: Jan 15, 2016
Last observed: Mar 21, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.