DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

KEVIN LEWIS KUNTZ

Advisor at LPL FINANCIAL LLC

SAN DIEGO, CA | Lone Tree, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9fefba36-6e73-0bbe-fd66-5daffceb27e0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 21, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 14, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jul 14, 1995
First registration: Mar 21, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 2630121

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 1, 2023	n/a	yes	Lone Tree, CO\|SAN DIEGO, CA	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 5, 2009	Jun 8, 2023	no	Denver, CO\|DENVER, CO	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	Jun 27, 2003	Oct 5, 2009	no	LONE TREE, CO\|LONE TREE, CO	Previous registration
CHOREO, LLC	Independent wealth	Mar 21, 2003	Jul 9, 2003	no	LITTLETON, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	LPL FINANCIAL LLC	Jun 8, 2023	Jun 1, 2023	-7	Firm change	Ibd to ibd
AMERIPRISE ADVISOR SERVICES, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Oct 5, 2009	Oct 5, 2009	0	Bulk transfer	Other
CHOREO, LLC	AMERIPRISE ADVISOR SERVICES, INC.	Jul 9, 2003	Jun 27, 2003	-12	Bulk transfer	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jun 1, 2023 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 5, 2009 to Jun 8, 2023factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Jun 27, 2003 to Oct 5, 2009factForm ADV
→ CHOREO, LLCRegistered adviserregistration: previous registration
Mar 21, 2003 to Jul 9, 2003factForm ADV

Dated events

Occurred
Jun 8, 2023
Advisor changed firm
Kevin Lewis Kuntz left Ameriprise Financial Services, Llc for Lpl Financial Llc (registered 2023-06-01)
Form ADVobserved 5 days ago