DFX Intelligence

M••• R••• E••••• C••••• S••••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

M••• R••• E••••• C••••• S••••••••• L•••

CRD 167609

NEW YORK, NY

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Search this name across graphsid dfx:ria:9fff14e8-de62-93bc-dac7-15419e211900

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 28
Dated events: 12
On other graphs: 2
Observed: May 1, 2013 to Mar 30, 2026
21 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

M••• R••• E••••• C••••• S••••••••• L•••

Private credit manager · shared crd

Real Estate Fundsidentity

M••• R••• E••••• C••••• S••••••••• L•••

R••• estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $1.0B••• Locked
Discretionary RAUM: $1.0B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 70

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M••• R••• E••••• F••••••• L•••	R••• E••••• Fund	$381M	Mar 28, 2024	11	Mar 29, 2019	reported	021-320475
M•••• K••• C•••••• L••	R••• E••••• Fund	$260M	Mar 28, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F••••••••• R•••••• S••••	Member	C	yes	10/2006	May 22, 2015	Mar 28, 2024
F••••••••• R•••••• S••••	MANAGING PARTNER	Na	yes	11/2014	May 22, 2015	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••••• R••• M••••••••• L•	n/a	ASSET_M••••••	$4.8B	N	yes	n/a
M•••• I••••••••• L••	n/a	n/a	n/a	N	yes	n/a
M•••• K••• M••••••• L••

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
LOS ANGELES	CA	United States	4	no
Miami	FL	United States	2	no
Phoenix	Az	United States	1	no
Greenwich	Ct	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.0B	$1.4B	-26.1%	$1.5B	-10.4%	70	78	2	3

Relationships

Affiliated with (2)

→ C••••• R••• M••••••••• L•Registered adviserother investment adviser, bank, common control
factForm ADV
← C••••• R••• M••••••••• L•Registered adviserother investment adviser, common control
factForm ADV

Advises (12)

→ M••• R••• E••••• F••••••• L•••Private fundR••• E••••• Fund, IA
Mar 29, 2019 to presentfactForm ADV
→ M•••• K••• C•••••• L••

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$-370M
Occurred
Mar 28, 2024
Control person joined
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 28, 2024
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 31, 2022
Control person joined

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9fff14e8-de62-93bc-dac7-15419e211900
First observed: May 1, 2013
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.