DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

M••• R••• E••••• C••••• S••••••••• L•••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 167609SEC 801-78033websiteIAPD
Latest filing Mar 30, 2026
First filing on the tape May 1, 2013 · 21 filings
SEC status approved since May 10, 2013
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
70
30 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
11
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$1.0B as of Mar 30, 2026
Mar 31, 2014$527M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 31, 20140 then
Employees (5.A)70 as of Mar 30, 2026
Mar 31, 20146 then
Private funds11 as of Mar 30, 2026
Mar 31, 20141 then
RAUM -26% over the last fiscal year-10% a year over threeIARs 0 to 0offices 3 to 2
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$74.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
-26%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$1.0B, 14 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.0B100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
14reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$1.0B for 14 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      12 reported on Schedule D 7.B.(1)
      Owners and control persons
      Schedule A and B, latest filing
      • F••••••••• R•••••• S•••• · Managing Partnercontrol
        since 11/2014 · owns less than 5%
      • M•••• R••••••• J•• · Chief Executive Officer And Managing Partnercontrol
        since 11/2014 · owns less than 5%
      • M•••••••• J•••• M•••••• · Presidentcontrol
        since 04/2021 · owns less than 5%
      • R••••••••• D••••• · Chief Financial Officercontrol
        since 05/2023 · owns less than 5%
      • S•••••• J••••••• D•••• · G•••••• Counsel & Chief Operating Officercontrol
        since 10/2015 · owns less than 5%
      • Y••••• K•••••••• A•• · Chief Compliance Officercontrol
        since 03/2022 · owns less than 5%
      • F••••••••• R•••••• S•••• · Membercontrol
        since 10/2006 · owns 25% to 50% of S•••• M••• P•••••••• L••
      • M•••• R••••••• J•• · Membercontrol
        since 04/2015 · owns 25% to 50% of M••• M•••• H•••••• L••
      • M•••• S••••••• F•••••• · Membercontrol
        since 10/2006 · owns 25% to 50% of S•••• M••• P•••••••• L••
      Entity owners
      • M•••• G• L•• · G•••••• Partner
        direct · owns less than 5%
      • M•••• H••••••• L•• · Limited Partner
        direct · owns 75% or more
      • M••• M•••• H•••••• L•• · Member
        indirect · owns 75% or more of M•••• G• L••
      • M••• M•••• H•••••• L•• · Member
        indirect · owns 75% or more of M•••• H••••••• L••
      • S•••• M••• P•••••••• L•• · Member
        indirect · owns 25% to 50% of M••• M•••• H•••••• L••
      Related persons
      Schedule D 7.A
      • C••••• R••• M••••••••• L•
        investment adviserbanknRAUM $4.8B
      • M•••• I••••••••• L••
        bankpooled vehicle sponsorn
      • M•••• K••• M••••••• L••
        pooled vehicle sponsorn
      • M••• D••• V••••• S•• H••••• M•••••• L••
        pooled vehicle sponsorn
      • M••• D• B• M• L••
        pooled vehicle sponsorn
      • M••• G•• G•••••• P••••••• L••
        bankpooled vehicle sponsorn
      • M••• I••••••••• L•••
        pooled vehicle sponsorn
      • M••• P•••• H••••• M•••••• L••
        pooled vehicle sponsorn
      • M••• Q•• M•••••• L••
        pooled vehicle sponsorn
      Advisers that list M••• R••• E••••• C••••• S••••••••• L••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Los Angeles, CA4 employees
      • Miami, FL2 employees
      • Greenwich, CT1 employees
      • Phoenix, AZ1 employees
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • RAUM down 25 %Change between filings · filing Mar 30, 2026
        RAUM (Item 5.F) moved from $1,419,140,922 to $1,048,754,256 (-26.0%) between the annual amendments of 2025-03-27 and 2026-03-30; the peer median change was +11.0% (1368 comparable advisers, 4.0th percentile of changes)
        peers: ASSET_M••••••, $1B to $5B (1,368) · 4.2% percentile
      What changed
      consecutive filings, newest first
      • Advisory employees · 34 to 30
        Jun 16, 2025 to Mar 30, 2026
      • Assets in custody · $1.4B to $1.0B
        Jun 16, 2025 to Mar 30, 2026
      • Employees · 78 to 70
        Jun 16, 2025 to Mar 30, 2026
      • Other offices · 3 to 2
        Jun 16, 2025 to Mar 30, 2026
      • Discretionary RAUM · $1.4B to $1.0B
        Jun 16, 2025 to Mar 30, 2026
      • Pooled vehicle RAUM · $1.4B to $1.0B
        Jun 16, 2025 to Mar 30, 2026
      • RAUM · $1.4B to $1.0B
        Jun 16, 2025 to Mar 30, 2026
      • Financial planning clients · unset to
        Mar 27, 2025 to Jun 16, 2025
      • Accounts · 15 to 14
        Mar 28, 2024 to Mar 27, 2025
      • Advisory employees · 39 to 34
        Mar 28, 2024 to Mar 27, 2025
      • Advisory activities · 2 to 1
        Mar 28, 2024 to Mar 27, 2025
      • Corporate clients · 1 to 0
        Mar 28, 2024 to Mar 27, 2025
      • Assets in custody · $1.5B to $1.4B
        Mar 28, 2024 to Mar 27, 2025
      • Employees · 90 to 78
        Mar 28, 2024 to Mar 27, 2025
      • Other offices · 4 to 3
        Mar 28, 2024 to Mar 27, 2025
      • Discretionary RAUM · $1.5B to $1.4B
        Mar 28, 2024 to Mar 27, 2025
      • Non-discretionary RAUM · $851,725 to $0
        Mar 28, 2024 to Mar 27, 2025
      • Pooled vehicle RAUM · $1.5B to $1.4B
        Mar 28, 2024 to Mar 27, 2025
      • RAUM · $1.5B to $1.4B
        Mar 28, 2024 to Mar 27, 2025
      • Accounts · 14 to 15
        Mar 31, 2023 to Mar 28, 2024
      • Pooled vehicle clients · 13 to 14
        Mar 31, 2023 to Mar 28, 2024
      • Assets in custody · $1.5B to $1.5B
        Mar 31, 2023 to Mar 28, 2024
      • Employees · 102 to 90
        Mar 31, 2023 to Mar 28, 2024
      • Other offices · 3 to 4
        Mar 31, 2023 to Mar 28, 2024
      • Private funds · 10 to 11
        Mar 31, 2023 to Mar 28, 2024
      • Discretionary RAUM · $1.5B to $1.5B
        Mar 31, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $1.5B to $1.5B
        Mar 31, 2023 to Mar 28, 2024
      • RAUM · $1.5B to $1.5B
        Mar 31, 2023 to Mar 28, 2024
      • Accounts · 12 to 14
        Mar 31, 2022 to Mar 31, 2023
      • Advisory employees · 27 to 39
        Mar 31, 2022 to Mar 31, 2023
      • Pooled vehicle clients · 11 to 13
        Mar 31, 2022 to Mar 31, 2023
      • Assets in custody · $1.4B to $1.5B
        Mar 31, 2022 to Mar 31, 2023
      • Employees · 74 to 102
        Mar 31, 2022 to Mar 31, 2023
      • Private funds · 9 to 10
        Mar 31, 2022 to Mar 31, 2023
      • Discretionary RAUM · $1.4B to $1.5B
        Mar 31, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $1.4B to $1.5B
        Mar 31, 2022 to Mar 31, 2023
      • RAUM · $1.4B to $1.5B
        Mar 31, 2022 to Mar 31, 2023
      • Accounts · 9 to 12
        Mar 29, 2021 to Mar 31, 2022
      • Advisory employees · 22 to 27
        Mar 29, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 7 to 11
        Mar 29, 2021 to Mar 31, 2022
      Signals
      12 dated events
      • M••• R••• E••••• C••••• S••••••••• L••• reported RAUM $1.0B, down 26% from $1.4B (2025-06-16 to 2026-03-30)
        Mar 30, 2026 · RAUM change · derived
      • Jai Agarwal (Chief Financial Officer) no longer on Schedule A of M••• R••• E••••• C••••• S••••••••• L••• (listed 2023-03-31, absent 2024-03-28)
        Mar 28, 2024 · Control person left · inference
      • D••••• R•••••••• (Chief Financial Officer) appeared on Schedule A of M••• R••• E••••• C••••• S••••••••• L•••
        Mar 28, 2024 · Control person joined · fact
      • Jai Agarwal (Chief Financial Officer) appeared on Schedule A of M••• R••• E••••• C••••• S••••••••• L•••
        Mar 31, 2022 · Control person joined · fact
      • Ann K••••••• Y•••• (Chief Compliance Officer) appeared on Schedule A of M••• R••• E••••• C••••• S••••••••• L•••
        Mar 31, 2022 · Control person joined · fact
      • J. Peter Sotoloff (Chief Investment Officer And Member Of Management Board Of Registrant) no longer on Schedule A of M••• R••• E••••• C••••• S••••••••• L••• (listed 2020-09-24, absent 2021-03-29)
        Mar 29, 2021 · Control person left · inference
      • M••• R••• E••••• C••••• S••••••••• L••• reported RAUM $1.3B, down 83% from $7.8B (2020-03-30 to 2020-09-24)
        Sep 24, 2020 · RAUM change · derived
      • M••• R••• E••••• C••••• S••••••••• L••• reported RAUM $7.8B, up 892% from $782.1M (2019-03-29 to 2020-03-30)
        Mar 30, 2020 · RAUM change · derived
      • M••• R••• E••••• C••••• S••••••••• L••• reported RAUM $782.1M, up 121% from $354.4M (2018-03-30 to 2019-03-29)
        Mar 29, 2019 · RAUM change · derived
      • M••• R••• E••••• C••••• S••••••••• L••• reported RAUM $354.4M, down 33% from $531.7M (2017-03-30 to 2018-03-30)
        Mar 30, 2018 · RAUM change · derived
      • C••••• F••• M••••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)
        May 22, 2015 · Succession (Item 4) · fact
      • S• C•••••• M••••••••• filed its initial SEC registration (Form ADV)
        May 1, 2013 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/mack-real-estate-groupreportedpublic record, Form ADV, Sep 18, 2026
      Website
      H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      212-484-0050reportedpublic record, Form ADV, Mar 30, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      M••• R••• E••••• C••••• S••••••••• L••• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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