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Advisor at U.S. BANCORP ADVISORS, LLC
Seattle, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | Feb 13, 2026 | n/a | yes | Seattle, WA | Current employment |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Jul 21, 2023 | Feb 13, 2026 | no | Seattle, WA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Nov 25, 2019 | Mar 25, 2023 | no | SEATTLE, WA|SAN FRANCISCO, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Dec 10, 2014 | no | MINNEAPOLIS, MN|SEATTLE, WA|SEATTLE, WA|SEATTLE, WA|CHARLOTTE, NC | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Nov 29, 2005 | Jan 3, 2011 | no | SEATTLE, WA|SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. BANCORP INVESTMENTS, INC. | U.S. BANCORP ADVISORS, LLC | Feb 13, 2026 | Feb 13, 2026 | 0 | Bulk transfer | Ibd to ibd |
| CITIGROUP GLOBAL MARKETS INC. | U.S. BANCORP INVESTMENTS, INC. | Mar 25, 2023 | Jul 21, 2023 | 118 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | CITIGROUP GLOBAL MARKETS INC. | Dec 10, 2014 | Nov 25, 2019 | 1,811 | Firm change after gap | Wirehouse to ibd |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |