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Registered advisor

J•••••• J•• B•••••

U••• B•••••• A•••••••• L••BD affiliatedSeattle, Wadual registrantIAPD 2794159

Feed of 09/14/2026

Also filed as J•••••• J B•••••

At current firm

0 y

since Feb 13, 2026

In the industry

30 y

since Sep 16, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U••• B•••••• A•••••••• L•• BD affiliated current
since Feb 13, 2026 · Seattle, Wa
U••• B•••••• I••••••••• I••• former
Jul 21, 2023 to Feb 13, 2026 · Seattle, Wa
C•••••••• G••••• M•••••• I••• BD affiliated
Nov 25, 2019 to Mar 25, 2023 · Seattle, Wa
W•••• F•••• A••••••• wirehouse
Jan 3, 2011 to Dec 10, 2014 · Minneapolis, Mn
W•••• F•••• I••••••••• L•• unclassified
Nov 29, 2005 to Jan 3, 2011 · Seattle, Wa

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••
left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
C•••••••• G••••• M•••••• I••• to U••• B•••••• I••••••••• I•••
left Mar 25, 2023, registered Jul 21, 2023 (118 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to C•••••••• G••••• M•••••• I•••
left Dec 10, 2014, registered Nov 25, 2019 (1811 days) · Wirehouse to affiliated broker-dealer or bank
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move

Signals

J•••••• J•• B••••• left C•••••••• G••••• M•••••• I••• for U••• B•••••• I••••••••• I••• (registered 2023-07-21)
Mar 25, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address