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Advisor at GRADIENT WEALTH MANAGEMENT
Redlands, CA | ARDEN HILLS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GRADIENT WEALTH MANAGEMENT | Bd affiliated wealth | May 25, 2016 | n/a | yes | ARDEN HILLS, MN|ARDEN HILLS, MN|Redlands, CA | Current employment |
| EQUINOX SECURITIES, INC. | n/a | Jan 15, 2014 | May 25, 2016 | no | REDLANDS, CA|REDLANDS, CA | Previous registration |
| THORNES & ASSOCIATES, INC. INVESTMENT SECURITIES | n/a | Jul 2, 2002 | Sep 29, 2013 | no | REDLANDS, CA|REDLANDS, CA|REDLANDS, CA | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Dec 19, 1997 | Jun 11, 2002 | no | GLENDALE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EQUINOX SECURITIES, INC. | GRADIENT WEALTH MANAGEMENT | May 25, 2016 | May 25, 2016 | 0 | Firm change | Other |
| THORNES & ASSOCIATES, INC. INVESTMENT SECURITIES | EQUINOX SECURITIES, INC. | Sep 29, 2013 | Jan 15, 2014 | 108 | Firm change | Other |
| OSAIC FA, INC. | THORNES & ASSOCIATES, INC. INVESTMENT SECURITIES | Jun 11, 2002 | Jul 2, 2002 | 21 | Firm change | Other |