DFX Intelligence

S•••• E••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst12 years in industry

S•••• E••• N•••••

Advisor at B••••• W•••••

EDEN PRAIRIE, MN

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Search this name across graphsid dfx:ria:a0205413-d95a-582e-de53-304936a728d2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 7, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• W•••••	Independent wealth	Jan 3, 2020	n/a	yes	EDEN PRAIRIE, MN	Current employment
R••••• S•••••• • A•••••••••	n/a	Jul 12, 2017	Jun 23, 2020	no	EDEN PRAIRIE, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••• S•••••• • A•••••••••	B••••• W•••••	Jun 23, 2020	Jan 3, 2020	-172	Firm change after gap	Other
C••••• A•••••• N••••••• L••	R••••• S•••••• • A•••••••••	May 22, 2017	Jul 12, 2017

Relationships

Registered with (3)

→ B••••• W•••••Registered adviserregistration: current employment
Jan 3, 2020 to presentfactForm ADV
→ R••••• S•••••• • A•••••••••Registered adviserregistration: previous registration
Jul 12, 2017 to Jun 23, 2020factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Oct 7, 2014 to May 22, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a0205413-d95a-582e-de53-304936a728d2
First observed: Oct 7, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.