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B••••• W•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

B••••• W•••••

B••••• FINANCIAL ADVISORS, LLC, CRD 111334

EDEN PRAIRIE, MN

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Search this name across graphsid dfx:ria:acdef0bc-9f65-8425-0337-9acafc77b9fc

Data as of Aug 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 55
Dated events: 23
On other graphs: 0
Observed: Feb 15, 2012 to Aug 19, 2026
43 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=3.0
Regulatory AUM: $3.0BItem 5.F on the latest filing (2026-08-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.9B
Private client RAUM: $2.9BderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 33
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 31

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D•••• E•••• B•••••	Certified Financial Planner	MINNEAPOLIS, MN	21	45	n/a	no
N••••• D••••• F••••	Certified Financial Planner	EDEN PRAIRIE, MN	12	16

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• E•••• L••••	GOVERNOR, TREASURER	Na	yes	03/2022	Aug 19, 2026	Aug 19, 2026
B••••• L••••• L••• B•••	Governer	Na	yes	01/2023	Aug 19, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••••• K•••••• A•••••••	n/a	n/a	n/a	N	yes	n/a
B••••• I•••••••• S••••••••• L••	n/a	n/a	n/a	Y	yes	n/a
B•••••• H••••••••• Z•••••• C•• P•••

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Minneapolis	Mn	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	2	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$3.0B	$1.9B	61.0%	$2.0B	14.5%	45	40	0	1

Relationships

Registered with (37)

← Christina Elise UlsbyAdvisorregistration: current employment
Sep 8, 2026 to presentfactForm ADV
← Ava Renae N•••••Advisorregistration: current employment
May 20, 2026 to presentfactForm ADV
← BLAKE BRIAN FAUSTAdvisorregistration: current employment
May 4, 2026 to presentfactForm ADV
← Jeremy J••••• McDaniel

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Nov 4, 2024
Advisor changed firm
Carter J•••• Morrissette left B••••• W••••• for Berger Financial Group (registered 2024-10-04)
Form ADVobserved 7 days ago
Occurred
Aug 27, 2024
Control person joined
Ann C•••••••• H•••• (Board Secretary) appeared on Schedule A of B••••• W•••••
Form ADVobserved 7 days ago
Occurred
Aug 27, 2024
Control person joined
Kelly Patrick Schneeman (Member) appeared on Schedule A of B••••• W•••••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:acdef0bc-9f65-8425-0337-9acafc77b9fc
First observed: Feb 15, 2012
Last observed: Aug 19, 2026 34 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.