DFX Intelligence
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Reading the graph
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Advisor at W••••• H••••• • C••
SAN RAFAEL, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W••••• H••••• • C•• | Independent wealth | Jul 25, 2022 | n/a | yes | SAN RAFAEL, CA | Current employment |
| J••••• P••• G•••• L•• | Independent wealth | Oct 24, 2017 | Aug 4, 2022 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J••••• P••• G•••• L•• | W••••• H••••• • C•• | Aug 4, 2022 | Jul 25, 2022 | -10 | Firm change | RIA to RIA |
| A•••••••• F•••• M••••••••• L•• | J••••• P••• G•••• L•• | Jan 24, 2006 | Oct 24, 2017 |
| A•••••••• F•••• M••••••••• L•• | Asset manager | Mar 7, 2005 | Jan 24, 2006 | no | SAN FRANCISCO, CA | Previous registration |
| 4,291 |
| Firm change after gap |
| Other |