DFX Intelligence

J•••• M•••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

J•••• M•••••• T•••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Frederick, MD

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Search this name across graphsid dfx:ria:a03b228d-0c81-2b06-7ae5-0f1b5b4ff3ec

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 17, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 16, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Jan 17, 2025	n/a	yes	Frederick, MD	Current employment
T•••••• P•••• F••••••••	Independent wealth	Jul 23, 2019	Jan 17, 2025	no	FREDERICK, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••••• P•••• F••••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Jan 17, 2025	Jan 17, 2025	0	Firm change	RIA to ibd
C•••••••• I••••••••• R••••••• A•••••••• I•••	T•••••• P•••• F••••••••	Jul 23, 2019	Jul 23, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
134139:301282:MD:2019-07-23	Jul 23, 2019	Jul 23, 2019	FREDERICK, MD	Firm change

Relationships

Registered with (4)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Jan 17, 2025 to presentfactForm ADV
→ T•••••• P•••• F••••••••Registered adviserregistration: previous registration
Jul 23, 2019 to Jan 17, 2025factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 19, 2015 to Jul 23, 2019factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Jan 17, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a03b228d-0c81-2b06-7ae5-0f1b5b4ff3ec
First observed: Oct 17, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.