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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Chattanooga, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Aug 21, 2018 | n/a | yes | Chattanooga, TN | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Aug 21, 2009 | Aug 17, 2018 | no | CHATTANOOGA, TN | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | Aug 21, 2009 | no | CHATTANOOGA, TN | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Feb 4, 2004 | Jan 1, 2008 | no | CHATTANOOGA, TN|CHATTANOOGA, TN|ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Aug 17, 2018 | Aug 21, 2018 | 4 | Firm change | Wirehouse to ibd |
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Aug 21, 2009 | Aug 21, 2009 | 0 | Channel change | Wirehouse to wirehouse |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:149018:TN:2018-08-17 | Aug 17, 2018 | Aug 21, 2018 | CHATTANOOGA, TN | Firm change |