DFX Intelligence

G•••••• M•••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

G•••••• M•••••• S•••••••

Advisor at M••••• S••••••

Wichita Falls, TX

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Search this name across graphsid dfx:ria:a05213ee-86c2-1347-44a6-bac11706f38a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 10, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 10, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Feb 18, 2014	n/a	yes	Wichita Falls, TX	Current employment
N•• A•••••• S•••••••• L••	Former SEC adviser	Sep 14, 2011	Feb 18, 2014	no	WICHITA FALLS, TX\|ALTUS, OK	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•• A•••••• S•••••••• L••	M••••• S••••••	Feb 18, 2014	Feb 18, 2014	0	Firm change	Other
I••••••••• C•••••• O• A••••••• I•••	N•• A•••••• S•••••••• L••	Sep 14, 2011	Sep 14, 2011

Relationships

Registered with (6)

→ M••••• S••••••Registered adviserregistration: current employment
Feb 18, 2014 to presentfactForm ADV
→ N•• A•••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 14, 2011 to Feb 18, 2014factForm ADV
→ I••••••••• C•••••• O• A••••••• I•••Registered adviserregistration: previous registration
Apr 5, 2010 to Sep 14, 2011factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a05213ee-86c2-1347-44a6-bac11706f38a
First observed: Oct 10, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.