DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G•••••• M•••••• S•••••••

M••••• S••••••wirehouseWichita Falls, Txdual registrantIAPD 4406833

Feed of 09/14/2026

At current firm

12 y

since Feb 18, 2014

In the industry

25 y

since Aug 10, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Feb 18, 2014 · Wichita Falls, Tx
N•• A•••••• S•••••••• L•• former
Sep 14, 2011 to Feb 18, 2014 · Wichita Falls, Tx
I••••••••• C•••••• O• A••••••• I••• former
Apr 5, 2010 to Sep 14, 2011 · Altus, Ok
W•••• F•••• I••••••••• L•• unclassified
Jan 8, 2008 to Apr 9, 2010 · Wichita Falls, Tx
C•••••••• G••••• M•••••• I••• BD affiliated
May 29, 2007 to Dec 19, 2007 · Weatherford, Tx
C••••••• I••••••••• S••••••• unclassified
Oct 10, 2005 to May 29, 2007 · Wichita Falls, Tx

Moves

a registration end followed by a registration begin elsewhere

N•• A•••••• S•••••••• L•• to M••••• S••••••
left Feb 18, 2014, registered Feb 18, 2014 (0 days) · Other
I••••••••• C•••••• O• A••••••• I••• to N•• A•••••• S•••••••• L••
left Sep 14, 2011, registered Sep 14, 2011 (0 days) · Other
W•••• F•••• I••••••••• L•• to I••••••••• C•••••• O• A••••••• I•••
left Apr 9, 2010, registered Apr 5, 2010 (-4 days) · Other
C•••••••• G••••• M•••••• I••• to W•••• F•••• I••••••••• L••
left Dec 19, 2007, registered Jan 8, 2008 (20 days) · Other
C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••
left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address