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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BURFORD BROTHERS, INC.

CRD 306574

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a05617ac-b6da-f230-433f-2edaab7ed2ea

Data as of Jun 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Nov 18, 2019 to Jun 18, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $440MItem 5.F on the latest filing (2026-06-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $433M
Private client RAUM: $435MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $73.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 856
Individual clients: 160
High net worth clients: 62
SEC number: 801-117819
CRD: 306574
Filings on the tape: 17
First filed: Nov 18, 2019
Latest filed: Jun 18, 2026
Organised: Corporation, TX

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CHARLES SCOTT BURFORD	n/a	DALLAS, TX	6	13	1	no
CHARLES SCOTT BURFORD	Chartered Financial Analyst	DALLAS, TX	6	41	1	no
Holly Luann Lansidel	Certified Financial Planner	DALLAS, TX	5	10	n/a	no
CRAIG LAWRENCE CAUDLE	n/a	DALLAS, TX	4	24	8	no
Corbin Lawrence Caudle	n/a	DALLAS, TX	1	11	n/a	no
Daniel C Raggio	n/a	DALLAS, TX	0	10	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BURFORD, CHARLES, SCOTT	President	C	yes	10/1984	Nov 18, 2019	Mar 27, 2024
BURFORD, CHARLES, SCOTT	OWNER & CHIEF COMPLIANCE OFFICER	C	yes	01/2020	Mar 24, 2020	Mar 27, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 7 of 8

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Apr 16, 2026	$440M	$433M	4	3	n/a	n/a
2024	Feb 18, 2025	$361M	$355M	4	3	n/a	n/a
2023	Mar 27, 2024	$300M	$296M	4	3	n/a	n/a
2022	Mar 21, 2023	$233M	$226M	2	2	n/a	n/a
2021	Feb 28, 2022	$245M	$245M	2	2	n/a	n/a
2020	Jan 13, 2021	$193M	$190M	2	2	n/a	n/a
2019	Mar 24, 2020	$0	$0	3	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$440M	$361M	21.8%	$233M	23.6%	4	4	0	0

Relationships

Registered with (6)

← Daniel C RaggioAdvisorregistration: current employment
Mar 16, 2026 to presentfactForm ADV
← Corbin Lawrence CaudleAdvisorregistration: current employment
Mar 22, 2025 to presentfactForm ADV
← CRAIG LAWRENCE CAUDLEAdvisorregistration: current employment
Jun 1, 2022 to presentfactForm ADV
← Holly Luann LansidelAdvisorregistration: current employment
Jul 2, 2021 to presentfactForm ADV
← CHARLES SCOTT BURFORDAdvisorregistration: current employment
Apr 8, 2020 to presentfactForm ADV
← CHARLES SCOTT BURFORDAdvisorregistration: current employment
Jan 3, 2020 to presentfactForm ADV

Controls (1)

← BURFORD, CHARLES, SCOTTOwnerPRESIDENT, ownership code C, individual
Nov 18, 2019 to Mar 27, 2024factForm ADV

Dated events

Occurred
Aug 24, 2020
Control person left
Castle Jeffrey Spears (Chief Compliance Officer) no longer on Schedule A of Burford Brothers, Inc. (listed 2020-06-17, absent 2020-08-24)
Form ADVobserved 4 days ago
Occurred
Mar 24, 2020
Control person joined
Castle Jeffrey Spears (Chief Compliance Officer) appeared on Schedule A of Burford Brothers, Inc.
Form ADVobserved 4 days ago
Occurred
Nov 18, 2019
First Form ADV filing
Burford Brothers, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a05617ac-b6da-f230-433f-2edaab7ed2ea
First observed: Nov 18, 2019
Last observed: Jun 18, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BURFORD BROTHERS, INC.

CRD 306574

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a05617ac-b6da-f230-433f-2edaab7ed2ea

Data as of Jun 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:15 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CHARLES SCOTT BURFORD

n/a

DALLAS, TX

CHARLES SCOTT BURFORD

Chartered Financial Analyst

DALLAS, TX

Holly Luann Lansidel

Certified Financial Planner

DALLAS, TX

n/a

CRAIG LAWRENCE CAUDLE

n/a

DALLAS, TX

Corbin Lawrence Caudle

n/a

DALLAS, TX

n/a

Daniel C Raggio

n/a

DALLAS, TX

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BURFORD, CHARLES, SCOTT

President

yes

10/1984

Nov 18, 2019

Mar 27, 2024

BURFORD, CHARLES, SCOTT

OWNER & CHIEF COMPLIANCE OFFICER

yes

01/2020

Mar 24, 2020

Mar 27, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 16, 2026

$440M

$433M

n/a

2024

Feb 18, 2025

$361M

$355M

n/a

2023

Mar 27, 2024

$300M

$296M

n/a

2022

Mar 21, 2023

$233M

$226M

n/a

2021

Feb 28, 2022

$245M

n/a

2020

Jan 13, 2021

$193M

$190M

n/a

2019

Mar 24, 2020

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$440M

$361M

21.8%

$233M

23.6%