DFX Intelligence

Data Factory

RIA / WealthAdvisor24 years in industry

CRAIG LAWRENCE CAUDLE

Advisor at BURFORD BROTHERS, INC.

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6656ce14-80fa-1266-c53e-8f0af7778b93

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Sep 24, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BURFORD BROTHERS, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Sep 29, 2004
First registration: Sep 24, 2004
Dual registered: no
Other names: CRAIG CAUDLE
IAPD individual key: 1773375

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BURFORD BROTHERS, INC.	Independent wealth	Jun 1, 2022	n/a	yes	DALLAS, TX	Current employment
LEE FINANCIAL COMPANY, LLC	Independent wealth	Jun 21, 2021	Apr 5, 2022	no	DALLAS, TX	Previous registration
II TECHNOLOGY, LLC	Independent wealth	Sep 7, 2018	Jun 1, 2021	no	MIDLAND, TX\|AUSTIN, TX	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Feb 18, 2015	Sep 18, 2018	no	MIDLAND, TX	Previous registration
VIEW CAPITAL RIA, LP	Independent wealth	Oct 2, 2014	Jan 5, 2015	no	DALLAS, TX	Previous registration
ST. JAMES INVESTMENT COMPANY, LLC	Mixed wealth	Aug 26, 2009	Oct 2, 2014	no	DALLAS, TX\|SOUTHLAKE, TX\|CHICAGO, IL	Previous registration
LIBERTY FUNDS GROUP	n/a	Nov 28, 2007	Nov 12, 2015	no	CHICAGO, IL	Previous registration
LIBERTY ST. JAMES	n/a	Mar 29, 2005	Dec 31, 2005	no	LUBBOCK, TX	Previous registration
AWM SERVICES, INC.	Former SEC adviser	Sep 24, 2004	Dec 31, 2008	no	LUBBOCK, TX\|LUBBOCK, TX\|DALLAS, TX\|LUBBOCK, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LEE FINANCIAL COMPANY, LLC	BURFORD BROTHERS, INC.	Apr 5, 2022	Jun 1, 2022	57	Firm change	RIA to RIA
II TECHNOLOGY, LLC	LEE FINANCIAL COMPANY, LLC	Jun 1, 2021	Jun 21, 2021	20	Firm change	RIA to RIA
RBC CAPITAL MARKETS, LLC	II TECHNOLOGY, LLC	Sep 18, 2018	Sep 7, 2018	-11	Firm change	Ibd to RIA
LIBERTY FUNDS GROUP	ST. JAMES INVESTMENT COMPANY, LLC	Nov 12, 2015	Aug 26, 2009	-2,269	Firm change after gap	Other
VIEW CAPITAL RIA, LP	RBC CAPITAL MARKETS, LLC	Jan 5, 2015	Feb 18, 2015	44	Firm change	Other
ST. JAMES INVESTMENT COMPANY, LLC	VIEW CAPITAL RIA, LP	Oct 2, 2014	Oct 2, 2014	0	Firm change	Other
AWM SERVICES, INC.	LIBERTY ST. JAMES	Dec 31, 2008	Mar 29, 2005	-1,373	Firm change after gap	Other
LIBERTY ST. JAMES	LIBERTY FUNDS GROUP	Dec 31, 2005	Nov 28, 2007	697	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
118385:124777:IL:2015-11-12	Nov 12, 2015	Aug 26, 2009	CHICAGO, IL	Firm change after gap

Relationships

Registered with (9)

→ BURFORD BROTHERS, INC.Registered adviserregistration: current employment
Jun 1, 2022 to presentfactForm ADV
→ LEE FINANCIAL COMPANY, LLCRegistered adviserregistration: previous registration
Jun 21, 2021 to Apr 5, 2022factForm ADV
→ II TECHNOLOGY, LLCRegistered adviserregistration: previous registration
Sep 7, 2018 to Jun 1, 2021factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Feb 18, 2015 to Sep 18, 2018factForm ADV
→ LIBERTY FUNDS GROUPRegistered adviserregistration: previous registration
Nov 28, 2007 to Nov 12, 2015factForm ADV
→ VIEW CAPITAL RIA, LPRegistered adviserregistration: previous registration
Oct 2, 2014 to Jan 5, 2015factForm ADV
→ ST. JAMES INVESTMENT COMPANY, LLCRegistered adviserregistration: previous registration
Aug 26, 2009 to Oct 2, 2014factForm ADV
→ AWM SERVICES, INC.Registered adviserregistration: previous registration
Sep 24, 2004 to Dec 31, 2008factForm ADV
→ LIBERTY ST. JAMESRegistered adviserregistration: previous registration
Mar 29, 2005 to Dec 31, 2005factForm ADV

Dated events

Occurred
Apr 5, 2022
Advisor changed firm
Craig Lawrence Caudle left Lee Financial Company, Llc for Burford Brothers, Inc. (registered 2022-06-01)
Form ADVobserved 6 days ago