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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)25 years in industry

Jason Miller

Advisor at SCHWAB WEALTH ADVISORY, INC.

Chicago , IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 0
Observed: May 23, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWAB WEALTH ADVISORY, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 17, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S66|S65
First exam: Nov 17, 2000
First registration: May 23, 2002
Dual registered: yes, broker-dealer
Other names: JASON CHRISTOPHER MILLER|Jason C. Miller|Jason Miller
IAPD individual key: 4176429

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Jul 31, 2026	n/a	yes	Chicago , IL	Current employment
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Dec 2, 2024	Jul 21, 2026	no	DOWNERS GROVE, IL	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jun 3, 2024	Oct 18, 2024	no	Urbana, IL	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Jan 13, 2017	Jul 14, 2023	no	NEW LENOX, IL\|Orland Park, IL\|LONG GROVE, IL\|MOUNT PROSPECT, IL\|ARLINGTON HEIGHTS, IL\|MT. PROSPECT, IL\|BUFFALO GROVE, IL\|ARLINGTON HEIGHTS, IL\|Prospect Heights, IL\|BUFFALO GROVE, IL\|PALATINE, IL\|WHEELING, IL\|ROLLING MEADOWS, IL\|Buffalo Grove, IL\|DES PLAINES, IL\|Arlington Heights, IL\|PALATINE, IL\|ARLINGTON HTS, IL\|Mount Prospect, IL\|HOFFMAN ESTATES, IL\|GLENDALE HEIGHTS, IL\|ELGIN, IL\|Hoffman Estates, IL\|Arlington Heights, IL\|Mt Prospect, IL\|SCHAUMBURG, IL\|CAROL STREAM, IL\|STREAMWOOD, IL\|BLOOMINGDALE, IL\|STREAMWOOD, IL\|HANOVER PARK, IL\|SCHAUMBURG, IL\|BLOOMINGDALE, IL\|GLENDALE HEIGHTS, IL\|ELGIN, IL\|BOLINGBROOK, IL\|ELK GROVE VILLAGE, IL\|PLAINFIELD, IL\|YORKVILLE, IL\|JOLIET, IL\|LOCKPORT, IL\|OSWEGO, IL\|ROMEOVILLE, IL\|BOLINGBROOK, IL\|BOLINGBROOK, IL\|CREST HILL, IL\|MONTGOMERY, IL\|ROMEOVILLE, IL\|ELK GROVE VILLAGE, IL\|SHOREWOOD, IL\|JOLIET, IL\|JOLIET, IL\|JOLIET, IL\|HOMER GLEN, IL\|LANSING, IL\|PALOS HEIGHTS, IL\|NEW LENOX, IL\|SPRINGFIELD, IL\|FRANKFORT, IL\|OAK LAWN, IL\|HICKORY HILLS, IL\|BLOOMINGTON, IL\|PEORIA, IL\|SPRINGFIELD, IL\|GLENWOOD, IL\|HOMEWOOD, IL\|CHAMPAIGN, IL\|CHAMPAIGN, IL\|MOLINE, IL\|MOKENA, IL	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Feb 12, 2015	Dec 21, 2016	no	OAK BROOK, IL\|CHESTERFIELD, MO	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	May 16, 2006	May 1, 2008	no	OAK BROOK, IL	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Nov 7, 2005	May 1, 2008	no	Oak Brook, IL	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 6, 2005	Nov 22, 2005	no	CHICAGO, IL	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Feb 12, 2004	Jul 6, 2005	no	CHICAGO, IL	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	May 23, 2002	Feb 24, 2004	no	SCHAUMBURG, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRINCIPAL SECURITIES, INC.	SCHWAB WEALTH ADVISORY, INC.	Jul 21, 2026	Jul 31, 2026	10	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	PRINCIPAL SECURITIES, INC.	Oct 18, 2024	Dec 2, 2024	45	Firm change	Ibd to ibd
J.P. MORGAN SECURITIES LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jul 14, 2023	Jun 3, 2024	325	Firm change	Wirehouse to ibd
STRATEGIC ADVISERS LLC	J.P. MORGAN SECURITIES LLC	Dec 21, 2016	Jan 13, 2017	23	Firm change	Ibd to wirehouse
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	May 1, 2008	May 16, 2006	-716	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	STRATEGIC ADVISERS LLC	May 1, 2008	Feb 12, 2015	2,478	Firm change after gap	Other
CHASE INVESTMENT SERVICES CORP.	TD AMERITRADE, INC.	Nov 22, 2005	Nov 7, 2005	-15	Firm change	Other
BANC ONE SECURITIES CORPORATION	CHASE INVESTMENT SERVICES CORP.	Jul 6, 2005	Jul 6, 2005	0	Bulk transfer	Other
CHARLES SCHWAB & CO., INC.	BANC ONE SECURITIES CORPORATION	Feb 24, 2004	Feb 12, 2004	-12	Firm change	Other

Relationships

Registered with (10)

→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: current employment
Jul 31, 2026 to presentfactForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Dec 2, 2024 to Jul 21, 2026factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jun 3, 2024 to Oct 18, 2024factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Jan 13, 2017 to Jul 14, 2023factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Feb 12, 2015 to Dec 21, 2016factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 16, 2006 to May 1, 2008factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Nov 7, 2005 to May 1, 2008factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 6, 2005 to Nov 22, 2005factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Feb 12, 2004 to Jul 6, 2005factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
May 23, 2002 to Feb 24, 2004factForm ADV

Dated events

Occurred
Jul 21, 2026
Advisor changed firm
Jason Miller left Principal Securities, Inc. for Schwab Wealth Advisory, Inc. (registered 2026-07-31)
Form ADVobserved 4 days ago
Occurred
Oct 18, 2024
Advisor changed firm
Jason Miller left Raymond James Financial Services Advisors, Inc for Principal Securities, Inc. (registered 2024-12-02)
Form ADVobserved 4 days ago
Occurred
Jul 14, 2023
Advisor changed firm
Jason Miller left J.P. Morgan Securities Llc for Raymond James Financial Services Advisors, Inc (registered 2024-06-03)
Form ADVobserved 4 days ago