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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

COREY JAMES CORDRAY

Advisor at CETERA INVESTMENT ADVISERS LLC

MOORESVILLE, IN

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Search this name across graphsid dfx:ria:a066f224-48bb-63a5-9488-9dee8e45adc1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Sep 12, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 18, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S66|S65
First exam: May 18, 2012
First registration: Sep 12, 2014
Dual registered: yes, broker-dealer
Other names: Corey James Cordray|COREY J CORDRAY|Corey Cordray
IAPD individual key: 6004599

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 6, 2026	n/a	yes	MOORESVILLE, IN	Current employment
OMEGA WEALTH PRIVATE CAPITAL LLC	State registered	Jul 9, 2025	Jan 6, 2026	no	CINCINNATI, OH\|INDIANAPOLIS, IN	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Jan 13, 2020	Sep 16, 2020	no	INDIANAPOLIS, IN	Previous registration
EDWARD JONES	National bd RIA	Apr 22, 2019	Jan 9, 2020	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|ZIONSVILLE, IN	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Feb 22, 2019	Apr 26, 2019	no	GREENWOOD, IN\|PLAINFIELD, IN\|INDIANAPOLIS, IN	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	May 30, 2017	Jan 16, 2019	no	INDIANAPOLIS, IN	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Sep 12, 2014	Jun 22, 2017	no	Indianapolis, IN\|Plano, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OMEGA WEALTH PRIVATE CAPITAL LLC	CETERA INVESTMENT ADVISERS LLC	Jan 6, 2026	Jan 6, 2026	0	Firm change	Other
PRUCO SECURITIES, LLC	OMEGA WEALTH PRIVATE CAPITAL LLC	Sep 16, 2020	Jul 9, 2025	1,757	Firm change after gap	Ibd to state RIA
EDWARD JONES	PRUCO SECURITIES, LLC	Jan 9, 2020	Jan 13, 2020	4	Firm change	Ibd to ibd
FIFTH THIRD SECURITIES, INC.	EDWARD JONES	Apr 26, 2019	Apr 22, 2019	-4	Firm change	Ibd to ibd
J.P. MORGAN SECURITIES LLC	FIFTH THIRD SECURITIES, INC.	Jan 16, 2019	Feb 22, 2019	37	Firm change	Wirehouse to ibd
CHARLES SCHWAB & CO., INC.	J.P. MORGAN SECURITIES LLC	Jun 22, 2017	May 30, 2017	-23	Firm change	Ibd to wirehouse

Relationships

Registered with (7)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jan 6, 2026 to presentfactForm ADV
→ OMEGA WEALTH PRIVATE CAPITAL LLCRegistered adviserregistration: previous registration
Jul 9, 2025 to Jan 6, 2026factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 13, 2020 to Sep 16, 2020factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Apr 22, 2019 to Jan 9, 2020factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Feb 22, 2019 to Apr 26, 2019factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
May 30, 2017 to Jan 16, 2019factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Sep 12, 2014 to Jun 22, 2017factForm ADV

Dated events

Occurred
Jan 6, 2026
Advisor changed firm
Corey James Cordray left Omega Wealth Private Capital Llc for Cetera Investment Advisers Llc (registered 2026-01-06)
Form ADVobserved 4 days ago