DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Corey James Cordray

Cetera Investment Advisers LLCBD affiliatedMooresville, Indual registrantIAPD 6004599

Feed of 09/14/2026

Also filed as Corey James Cordray

At current firm

0 y

since Jan 6, 2026

In the industry

14 y

since May 18, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cetera Investment Advisers LLC BD affiliated current
since Jan 6, 2026 · Mooresville, In
Omega Wealth Private Capital LLC state registered
Jul 9, 2025 to Jan 6, 2026 · Cincinnati, Oh
Pruco Securities, LLC no RAUM
Jan 13, 2020 to Sep 16, 2020 · Indianapolis, In
Edward Jones national BD
Apr 22, 2019 to Jan 9, 2020 · Indianapolis, In
Fifth Third Securities, Inc. BD affiliated
Feb 22, 2019 to Apr 26, 2019 · Greenwood, In
J.P. Morgan Securities LLC wirehouse
May 30, 2017 to Jan 16, 2019 · Indianapolis, In
Charles Schwab & Co., Inc. national BD
Sep 12, 2014 to Jun 22, 2017 · Indianapolis, In

Moves

a registration end followed by a registration begin elsewhere

Omega Wealth Private Capital LLC to Cetera Investment Advisers LLC
left Jan 6, 2026, registered Jan 6, 2026 (0 days) · Other
Pruco Securities, LLC to Omega Wealth Private Capital LLC
left Sep 16, 2020, registered Jul 9, 2025 (1757 days) · Affiliated broker-dealer or bank to a state-registered adviser
Edward Jones to Pruco Securities, LLC
left Jan 9, 2020, registered Jan 13, 2020 (4 days) · Affiliated broker-dealer or bank to another
Fifth Third Securities, Inc. to Edward Jones
left Apr 26, 2019, registered Apr 22, 2019 (-4 days) · Affiliated broker-dealer or bank to another
J.P. Morgan Securities LLC to Fifth Third Securities, Inc.
left Jan 16, 2019, registered Feb 22, 2019 (37 days) · Wirehouse to affiliated broker-dealer or bank
Charles Schwab & Co., Inc. to J.P. Morgan Securities LLC
left Jun 22, 2017, registered May 30, 2017 (-23 days) · Affiliated broker-dealer or bank to wirehouse

Signals

Corey James Cordray left Omega Wealth Private Capital Llc for Cetera Investment Advisers Llc (registered 2026-01-06)
Jan 6, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address