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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Matthew Allen Petersen

Advisor at FIFTH THIRD SECURITIES, INC.

Sarasota, FL | SARASOTA, FL | BRADENTON, FL

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Search this name across graphsid dfx:ria:a0694682-da61-786a-2b26-28db887c06e7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Sep 5, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FIFTH THIRD SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Aug 10, 2017
First registration: Sep 5, 2019
Dual registered: yes, broker-dealer
Other names: MATTHEW ALLEN PETERSEN|Matt Petersen|Matthew Petersen
IAPD individual key: 6347881

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Feb 27, 2026	n/a	yes	SARASOTA, FL\|BRADENTON, FL\|Sarasota, FL\|SARASOTA, FL\|Sarasota, FL\|BRADENTON, FL\|SARASOTA, FL	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	Apr 26, 2023	Feb 20, 2026	no	Sarasota, FL	Previous registration
CAPITAL ANALYSTS	Bd affiliated wealth	Aug 4, 2022	Oct 27, 2022	no	Tampa, FL	Previous registration
LINCOLN INVESTMENT	Independent wealth	Jul 26, 2022	Oct 27, 2022	no	Tallahassee, FL\|Fort Washington, PA\|Tampa, FL	Previous registration
FLAGSTAR SECURITIES, INC.	Independent wealth	Apr 7, 2021	Jan 11, 2022	no	JACKSON HEIGHTS, NY	Previous registration
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Sep 5, 2019	Apr 8, 2021	no	MALVERN, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB & CO., INC.	FIFTH THIRD SECURITIES, INC.	Feb 20, 2026	Feb 27, 2026	7	Firm change	Ibd to ibd
CAPITAL ANALYSTS	CHARLES SCHWAB & CO., INC.	Oct 27, 2022	Apr 26, 2023	181	Firm change	Ibd to ibd
LINCOLN INVESTMENT	CAPITAL ANALYSTS	Oct 27, 2022	Aug 4, 2022	-84	Firm change after gap	RIA to ibd
FLAGSTAR SECURITIES, INC.	LINCOLN INVESTMENT	Jan 11, 2022	Jul 26, 2022	196	Firm change	RIA to RIA
VANGUARD ADVISERS, INC.	FLAGSTAR SECURITIES, INC.	Apr 8, 2021	Apr 7, 2021	-1	Firm change	Ibd to RIA

Relationships

Registered with (6)

→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: current employment
Feb 27, 2026 to presentfactForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Apr 26, 2023 to Feb 20, 2026factForm ADV
→ CAPITAL ANALYSTSRegistered adviserregistration: previous registration
Aug 4, 2022 to Oct 27, 2022factForm ADV
→ LINCOLN INVESTMENTRegistered adviserregistration: previous registration
Jul 26, 2022 to Oct 27, 2022factForm ADV
→ FLAGSTAR SECURITIES, INC.Registered adviserregistration: previous registration
Apr 7, 2021 to Jan 11, 2022factForm ADV
→ VANGUARD ADVISERS, INC.Registered adviserregistration: previous registration
Sep 5, 2019 to Apr 8, 2021factForm ADV

Dated events

Occurred
Feb 20, 2026
Advisor changed firm
Matthew Allen Petersen left Charles Schwab & Co., Inc. for Fifth Third Securities, Inc. (registered 2026-02-27)
Form ADVobserved 6 days ago
Occurred
Oct 27, 2022
Advisor changed firm
Matthew Allen Petersen left Capital Analysts for Charles Schwab & Co., Inc. (registered 2023-04-26)
Form ADVobserved 6 days ago
Occurred
Oct 27, 2022
Advisor changed firm
Matthew Allen Petersen left Lincoln Investment for Capital Analysts (registered 2022-08-04)
Form ADVobserved 6 days ago
Occurred
Jan 11, 2022
Advisor changed firm
Matthew Allen Petersen left Flagstar Securities, Inc. for Lincoln Investment (registered 2022-07-26)
Form ADVobserved 6 days ago