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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

REE HEATHER GROSSMAN

Advisor at NORTH SOUTH CAPITAL, LLC

CHICAGO, IL | NEW LENOX, IL

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Search this name across graphsid dfx:ria:a06f3bf0-35c0-af96-6f0e-161e8dabefa5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 31, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTH SOUTH CAPITAL, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 31, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 31, 2000
First registration: Oct 31, 2000
Dual registered: yes, broker-dealer
Other names: REE H KOENIGSBERG|REE HEATHER KOENIGSBERG
IAPD individual key: 1852996

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORTH SOUTH CAPITAL, LLC	State registered	Nov 20, 2012	n/a	yes	CHICAGO, IL\|NEW LENOX, IL\|NEW LENOX, IL	Current employment
LASALLE ST. INVESTMENT ADVISORS, L.L.C.	Bd affiliated wealth	Oct 19, 2012	Nov 20, 2012	no	CHICAGO, IL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Oct 5, 2012	no	Chicago, IL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 18, 2005	Jun 1, 2009	no	CHICAGO, IL\|CHICAGO, IL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 31, 2000	Feb 22, 2005	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LASALLE ST. INVESTMENT ADVISORS, L.L.C.	NORTH SOUTH CAPITAL, LLC	Nov 20, 2012	Nov 20, 2012	0	Firm change	Other
MORGAN STANLEY	LASALLE ST. INVESTMENT ADVISORS, L.L.C.	Oct 5, 2012	Oct 19, 2012	14	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Feb 22, 2005	Feb 18, 2005	-4	Firm change	Other

Relationships

Registered with (5)

→ NORTH SOUTH CAPITAL, LLCRegistered adviserregistration: current employment
Nov 20, 2012 to presentfactForm ADV
→ LASALLE ST. INVESTMENT ADVISORS, L.L.C.Registered adviserregistration: previous registration
Oct 19, 2012 to Nov 20, 2012factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Oct 5, 2012factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 18, 2005 to Jun 1, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 31, 2000 to Feb 22, 2005factForm ADV

Dated events

No dated event names this entity yet.