DFX Intelligence

C•••••• W•••••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)39 years in industry

C•••••• W•••••• F••••••

Advisor at C• F•••••••• A•• T•• A•••••••••

RIVERSIDE, CA

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Search this name across graphsid dfx:ria:a0744a9d-01ed-f28e-d3af-21feb2bd27a3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 16, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C• F•••••••• A•• T•• A•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 20, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C• F•••••••• A•• T•• A•••••••••	State registered	Mar 7, 2014	n/a	yes	RIVERSIDE, CA	Current employment
S• A•••••••• L••	Independent wealth	May 17, 2013	Feb 4, 2014	no	ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S• A•••••••• L••	C• F•••••••• A•• T•• A•••••••••	Feb 4, 2014	Mar 7, 2014	31	Firm change	Other
G•• S••••••••• I•••	S• A•••••••• L••	May 10, 2013	May 17, 2013

Relationships

Registered with (5)

→ C• F•••••••• A•• T•• A•••••••••Registered adviserregistration: current employment
Mar 7, 2014 to presentfactForm ADV
→ S• A•••••••• L••Registered adviserregistration: previous registration
May 17, 2013 to Feb 4, 2014factForm ADV
→ G•• S••••••••• I•••Registered adviserregistration: previous registration
Sep 22, 2008 to May 10, 2013factForm ADV
→ S•••••••• F••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a0744a9d-01ed-f28e-d3af-21feb2bd27a3
First observed: Dec 16, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.