DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••• W•••••• F••••••

C• F•••••••• A•• T•• A•••••••••state registeredRiverside, Cadual registrantIAPD 1226990

Certified Financial Planner

Feed of 09/14/2026

Also filed as Cecilia W•••••• F••••••

At current firm

12 y

since Mar 7, 2014

In the industry

39 y

since Apr 20, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C• F•••••••• A•• T•• A••••••••• state registered current
since Mar 7, 2014 · Riverside, Ca
S• A•••••••• L•• independent RIA
May 17, 2013 to Feb 4, 2014 · Atlanta, Ga
G•• S••••••••• I••• BD affiliated
Sep 22, 2008 to May 10, 2013 · Palm Beach Gardens, Fl
S•••••••• F••••••••• I••• former
Oct 31, 2005 to Oct 3, 2008 · Riverside, Ca
S••••• S••••••••• C••••••••• unclassified
Dec 16, 1997 to Oct 31, 2005 · Riverside, Ca

Moves

a registration end followed by a registration begin elsewhere

S• A•••••••• L•• to C• F•••••••• A•• T•• A•••••••••
left Feb 4, 2014, registered Mar 7, 2014 (31 days) · Other
G•• S••••••••• I••• to S• A•••••••• L••
left May 10, 2013, registered May 17, 2013 (7 days) · Other
S•••••••• F••••••••• I••• to G•• S••••••••• I•••
left Oct 3, 2008, registered Sep 22, 2008 (-11 days) · Other
S••••• S••••••••• C••••••••• to S•••••••• F••••••••• I•••
left Oct 31, 2005, registered Oct 31, 2005 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address