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Advisor at DIVERSIFY ADVISORY SERVICES, LLC
SOUTH JORDAN, UT | LEWES, DE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DIVERSIFY WEALTH MANAGEMENT, LLC | Independent wealth | Apr 11, 2024 | n/a | yes | SOUTH JORDAN, UT|LEWES, DE | Current employment |
| DIVERSIFY ADVISORY SERVICES, LLC | Bd affiliated wealth | Sep 27, 2023 | n/a | yes | SOUTH JORDAN, UT|LEWES, DE | Current employment |
| DFPG INVESTMENTS, LLC | Former SEC adviser | Oct 21, 2022 | Jan 2, 2024 | no | SANDY, UT|Lewes, DE | Previous registration |
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Mar 20, 2017 | Oct 21, 2022 | no | LEWES, DE|AUSTIN, TX | Previous registration |
| WFG ADVISORS, LP | Former SEC adviser | Mar 17, 2011 | Mar 21, 2017 | no | LEWES, DE | Previous registration |
| ESI FINANCIAL ADVISORS | Independent wealth | Jun 17, 2004 | Mar 17, 2011 | no | BERLIN, MD|LEWES, DE|LEWES, DE|LEWES, DE|WILMINGTON, DE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| DFPG INVESTMENTS, LLC | DIVERSIFY ADVISORY SERVICES, LLC | Jan 2, 2024 | Sep 27, 2023 | -97 | Firm change after gap | RIA to ibd |
| KESTRA ADVISORY SERVICES, LLC | DFPG INVESTMENTS, LLC | Oct 21, 2022 | Oct 21, 2022 | 0 | Firm change | Ibd to RIA |
| WFG ADVISORS, LP | KESTRA ADVISORY SERVICES, LLC | Mar 21, 2017 | Mar 20, 2017 | -1 | Firm change | Other |
| ESI FINANCIAL ADVISORS | WFG ADVISORS, LP | Mar 17, 2011 | Mar 17, 2011 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 283330:155576:TX:2022-10-21 | Oct 21, 2022 | Oct 21, 2022 | AUSTIN, TX | Firm change |
| 125073:283330:DE:2017-03-21 | Mar 21, 2017 | Mar 20, 2017 | LEWES, DE | Firm change |